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PIMCO Corporate & Income Opportunity Fund
PTY

109 hedge funds and large institutions have $163M invested in PIMCO Corporate & Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 4

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

18% more funds holding

Funds holding: 92 → 109 (+17)

14% more capital invested

Capital invested by funds: $143M → $163M (+$19.9M)

0.39% more ownership

Funds ownership: 9.05% → 9.44% (+0.39%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
109
Holders Change
+17
Holders Change %
+18.48%
% of All Funds
2.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
43
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFGS
Concourse Financial Group Securities
Alabama
+$2.17M
2
IAA
Independent Advisor Alliance
North Carolina
+$1.9M
3
LPL Financial
LPL Financial
California
+$1.54M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$951K
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$657K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.19M
2
Cohen & Steers
Cohen & Steers
New York
-$654K
3
MML Investors Services
MML Investors Services
Massachusetts
-$289K
4
GIP
Granite Investment Partners
California
-$188K
5
Mariner
Mariner
Kansas
-$136K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFEC
76
Benjamin F. Edwards & Company
Missouri
$64K -$5.55K -300 -8%
FANJ
77
Financial Architects (New Jersey)
New Jersey
$56K – – –
AF
78
Advisornet Financial
Minnesota
$51K +$9.37K +507 +23%
SWM
79
Sugarloaf Wealth Management
Georgia
$50K +$48.6K +2,627 New
DTIM
80
Danda Trouve Investment Management
Kansas
$50K +$48.8K +2,642 New
THWM
81
Taylor Hoffman Wealth Management
Virginia
$49K – – –
RFA
82
Reilly Financial Advisors
California
$39K – – –
NSIM
83
North Star Investment Management
Illinois
$38K -$9.24K -500 -20%
FHA
84
Flagship Harbor Advisors
Massachusetts
$38K -$6.8K -368 -16%
MRCM
85
M&R Capital Management
New Jersey
$38K – – –
FIA
86
FNY Investment Advisers
New York
$32K -$72.2K -3,905 -69%
SL
87
Savior LLC
Massachusetts
$29K +$27.9K +1,511 New
WT
88
Whittier Trust
California
$26K – – –
VFA
89
Valeo Financial Advisors
Indiana
$24K – – –
PAM
90
Panagora Asset Management
Massachusetts
$23K -$31.4K -1,697 -58%
HI
91
Hoey Investments
Pennsylvania
$23K +$22.4K +1,211 New
FGAM
92
Financial Gravity Asset Management
Texas
$21K +$1.85K +100 +10%
PCIA
93
Prime Capital Investment Advisors
Kansas
$19K – – –
NFG
94
Next Financial Group
Texas
$17K +$16.6K +900 New
ASN
95
Advisory Services Network
Georgia
$16K +$16K +863 New
FHA
96
First Horizon Advisors
Tennessee
$13K -$18 -1 -0.1%
HGWM
97
Harvest Group Wealth Management
Massachusetts
$12K – – –
CHA
98
Carmichael Hill & Associates
Maryland
$11K +$11.1K +600 New
CTC
99
Central Trust Company
Missouri
$10K +$9.24K +500 New
PFGIA
100
Patriot Financial Group Insurance Agency
Massachusetts
$9K – – –
1 2 3
4
5

PTY Hedge Fund Activity: Q4 2019 in Review

109 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2019, worth a combined $163M — up 14% from $143M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PTY positions and 4 closed out — a net gain of 17 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was Concourse Financial Group Securities, adding an estimated $2.17M. The largest seller was Morgan Stanley, cutting an estimated $1.19M.

  • 109 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $163M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 21 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2019 and 4 closed out, a net change of +17 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2019 was Concourse Financial Group Securities, an estimated $2.17M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2019 was Morgan Stanley, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2019.