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PIMCO Corporate & Income Opportunity Fund
PTY

169 hedge funds and large institutions have $240M invested in PIMCO Corporate & Income Opportunity Fund in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 52 increasing their positions, 50 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

9% more capital invested

Capital invested by funds: $219M → $240M (+$20.8M)

6% more funds holding

Funds holding: 159 → 169 (+10)

1.21% more ownership

Funds ownership: 15.15% → 16.36% (+1.2%)

4% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 50

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
169
Holders Change
+10
Holders Change %
+6.29%
% of All Funds
2.46%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
25
Increased
52
Reduced
50
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$26.2M
2
AWM
Avior Wealth Management
Nebraska
+$3.48M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$2.59M
4
XF
XML Financial
Maryland
+$1.86M
5
FFN
Focus Financial Network
Minnesota
+$1.83M

Top Sellers

Rank Fund Capital Flow
1
PI
PFG Investments
New York
-$20.4M
2
FAIM
Financial Advocates Investment Management
Washington
-$3.64M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.94M
4
IAIM
International Assets Investment Management
Florida
-$939K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$896K
Name Holding Trade Value Shares
Change 		Change in
Stake
FFN
26
Focus Financial Network
Minnesota
$1.86M +$1.83M +138,911 New
Stifel Financial
27
Stifel Financial
Missouri
$1.78M -$36.4K -2,770 -2%
Wells Fargo
28
Wells Fargo
California
$1.7M +$1.38M +104,738 +443%
PFA
29
Plotkin Financial Advisors
Maryland
$1.56M -$7.92K -603 -0.5%
PS
30
Principal Securities
Iowa
$1.54M +$1.53M +116,262 New
MML Investors Services
31
MML Investors Services
Massachusetts
$1.52M -$155K -11,803 -9%
M&T Bank
32
M&T Bank
New York
$1.27M +$99.4K +7,565 +9%
PA
33
Parallel Advisors
California
$1.24M +$250K +19,007 +26%
RJA
34
Raymond James & Associates
Florida
$1.15M +$125K +9,506 +12%
EWA
35
Exencial Wealth Advisors
Oklahoma
$1.13M +$27.2K +2,073 +2%
UBS Group
36
UBS Group
Switzerland
$1.07M -$38.6K -2,939 -4%
IFG
37
Independent Financial Group
California
$1.06M -$630K -47,967 -37%
CWM
38
C2C Wealth Management
Arizona
$1.01M +$276 +21 +0%
CWM
39
Cornerstone Wealth Management
Missouri
$916K +$223K +16,935 +32%
SIC
40
Samalin Investment Counsel
New York
$865K +$226K +17,189 +36%
CA
41
Cornerstone Advisory
Maryland
$854K +$463K +35,219 +120%
NA
42
NewEdge Advisors
Louisiana
$813K +$11.9K +905 +2%
CAM
43
Covenant Asset Management
New Jersey
$785K +$355K +27,023 +84%
AC
44
Avestar Capital
New York
$764K +$396K +30,120 +111%
BPA
45
Beacon Pointe Advisors
California
$762K -$125K -9,522 -14%
AWS
46
Atria Wealth Solutions
New York
$711K -$2.48K -189 -0.4%
CA
47
Cresta Advisors
Texas
$685K -$156K -11,866 -19%
Neuberger Berman Group
48
Neuberger Berman Group
New York
$665K -$19.7K -1,500 -3%
Truist Financial
49
Truist Financial
North Carolina
$641K -$509K -38,747 -44%
TA
50
TFB Advisors
Kansas
$593K +$254K +19,329 +76%
1
2
3 4 5

PTY Hedge Fund Activity: Q4 2023 in Review

169 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2023, worth a combined $240M — up 9.5% from $219M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new PTY positions and 13 closed out — a net gain of 12 holders — while 52 added to existing stakes and 50 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.2M. The largest seller was PFG Investments, exiting entirely with an estimated $20.4M sold.

  • 169 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2023, up from 159 in Q3 2023.
  • Funds reported $240M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2023, up 9.5% quarter-over-quarter.
  • 25 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2023 and 13 closed out, a net change of +12 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2023 was Morgan Stanley, an estimated $26.2M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2023 was PFG Investments, an estimated $20.4M sold.

Based on aggregated 13F filings for Q4 2023.