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PIMCO Corporate & Income Opportunity Fund
PTY

148 hedge funds and large institutions have $164M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 45 increasing their positions, 37 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 17

22% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 37

7% more funds holding

Funds holding: 138 → 148 (+10)

0.28% less ownership

Funds ownership: 9.27% → 8.98% (-0.28%)

12% less capital invested

Capital invested by funds: $187M → $164M (-$23.1M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
148
Holders Change
+10
Holders Change %
+7.25%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
31
Increased
45
Reduced
37
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
+$1.27M
2
CAN
Cetera Advisor Networks
California
+$976K
3
NA
NewEdge Advisors
Louisiana
+$775K
4
CAC
Certified Advisory Corp
Florida
+$746K
5
BA
Bridge Advisory
California
+$653K

Top Sellers

Rank Fund Capital Flow
1
KAS
Kestra Advisory Services
Texas
-$4.11M
2
TNAM
Terra Nova Asset Management
New York
-$1.74M
3
FFN
Focus Financial Network
Minnesota
-$1.58M
4
ACM
Ascendant Capital Management
California
-$1.33M
5
APW
Aurora Private Wealth
New Jersey
-$1.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
CF
26
Centaurus Financial
California
$1.02M -$30.8K -1,730 -3%
M&T Bank
27
M&T Bank
New York
$1.02M +$39.1K +2,195 +4%
CWM
28
Cornerstone Wealth Management
Missouri
$990K -$89.6K -5,037 -8%
CWM
29
C2C Wealth Management
Arizona
$968K +$1.04M +58,495 New
IAIM
30
International Assets Investment Management
Florida
$954K +$45.8K +2,572 +5%
Wells Fargo
31
Wells Fargo
California
$911K +$55.5K +3,121 +6%
AF
32
Advisornet Financial
Minnesota
$894K +$30.1K +1,690 +3%
SWP
33
Stratos Wealth Partners
Ohio
$796K +$292K +16,391 +52%
HWM
34
HB Wealth Management
Georgia
$781K +$840K +47,221 New
SWM
35
Spire Wealth Management
Virginia
$780K -$670K -37,676 -44%
Creative Planning
36
Creative Planning
Kansas
$750K +$113K +6,341 +16%
Millennium Management
37
Millennium Management
New York
$744K +$446K +25,037 +126%
IFG
38
Independent Financial Group
California
$736K +$291K +16,333 +58%
HCM
39
Hollencrest Capital Management
California
$735K – – –
NA
40
NewEdge Advisors
Louisiana
$720K +$775K +43,561 New
HWA
41
HCR Wealth Advisors
California
$644K -$8.29K -466 -1%
SPC
42
Sigma Planning Corp
Michigan
$644K +$6.25K +351 +0.9%
Neuberger Berman Group
43
Neuberger Berman Group
New York
$615K -$10.7K -600 -2%
BA
44
Bridge Advisory
California
$607K +$653K +36,682 New
CAM
45
Covenant Asset Management
New Jersey
$599K – – –
DADC
46
D.A. Davidson & Co
Montana
$575K -$32.5K -1,825 -5%
ASFA
47
All Season Financial Advisors
Colorado
$539K -$258K -14,513 -31%
WAP
48
Wealthcare Advisory Partners
Pennsylvania
$470K +$52K +2,923 +11%
HighTower Advisors
49
HighTower Advisors
Illinois
$462K +$193K +10,823 +63%
PGFC
50
Peapack-Gladstone Financial Corp
New Jersey
$460K – – –
1
2
3 4 5

PTY Hedge Fund Activity: Q4 2021 in Review

148 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2021, worth a combined $164M — down 12% from $187M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PTY positions and 17 closed out — a net gain of 14 holders — while 45 added to existing stakes and 37 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $1.27M. The largest seller was Kestra Advisory Services, cutting an estimated $4.11M.

  • 148 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2021, up from 138 in Q3 2021.
  • Funds reported $164M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2021, down 12% quarter-over-quarter.
  • 31 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2021 and 17 closed out, a net change of +14 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2021 was Osaic Holdings, an estimated $1.27M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2021 was Kestra Advisory Services, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2021.