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PIMCO Corporate & Income Opportunity Fund
PTY

138 hedge funds and large institutions have $187M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

74% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 31

8% more capital invested

Capital invested by funds: $174M → $187M (+$13.1M)

5% more funds holding

Funds holding: 131 → 138 (+7)

1.3% more ownership

Funds ownership: 7.96% → 9.27% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
138
Holders Change
+7
Holders Change %
+5.34%
% of All Funds
2.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
54
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$15M
2
KAS
Kestra Advisory Services
Texas
+$4.9M
3
CAN
Cetera Advisor Networks
California
+$2.99M
4
Morgan Stanley
Morgan Stanley
New York
+$2.68M
5
TNAM
Terra Nova Asset Management
New York
+$1.9M

Top Sellers

1
BPA
Beacon Pointe Advisors
California
-$1.9M
2
XF
XML Financial
Maryland
-$1.83M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
US Bancorp
US Bancorp
Minnesota
-$953K
5
FAIM
Financial Advocates Investment Management
Washington
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$1.47M +$209K +10,461 +15%
RJA
27
Raymond James & Associates
Florida
$1.37M +$131K +6,550 +10%
ACM
28
Ascendant Capital Management
California
$1.33M +$359K +18,000 +33%
APW
29
Aurora Private Wealth
New Jersey
$1.28M +$39.4K +1,976 +3%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$1.24M – – –
CWM
31
Cornerstone Wealth Management
Missouri
$1.19M -$4.93K -247 -0.4%
CF
32
Centaurus Financial
California
$1.16M +$2.59K +130 +0.2%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$1.15M +$129K +6,477 +11%
M&T Bank
34
M&T Bank
New York
$1.09M +$88.5K +4,435 +8%
NL
35
NWAM LLC
Washington
$1.06M +$559K +28,014 +94%
IAIM
36
International Assets Investment Management
Florida
$965K +$1.07M +53,398 New
AF
37
Advisornet Financial
Minnesota
$957K +$16.2K +812 +2%
Wells Fargo
38
Wells Fargo
California
$951K +$37K +1,853 +4%
HB
39
Homrich & Berg
Georgia
$864K -$99.5K -4,986 -10%
ASFA
40
All Season Financial Advisors
Colorado
$861K +$59.7K +2,991 +7%
HCM
41
Hollencrest Capital Management
California
$813K -$300K -15,027 -25%
HWA
42
HCR Wealth Advisors
California
$721K +$18.3K +917 +2%
Creative Planning
43
Creative Planning
Kansas
$713K -$43.7K -2,193 -5%
SPC
44
Sigma Planning Corp
Michigan
$706K -$371K -18,586 -33%
Neuberger Berman Group
45
Neuberger Berman Group
New York
$692K +$239K +12,000 +46%
DADC
46
D.A. Davidson & Co
Montana
$670K -$29.2K -1,462 -4%
CAM
47
Covenant Asset Management
New Jersey
$662K – – –
HI
48
Harbour Investments
Wisconsin
$593K +$43.6K +2,187 +7%
SWP
49
Stratos Wealth Partners
Ohio
$580K +$18.2K +910 +3%
IFG
50
Independent Financial Group
California
$516K -$16K -800 -3%
1
2
3 4 5

PTY Hedge Fund Activity: Q3 2021 in Review

138 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2021, worth a combined $187M — up 7.5% from $174M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PTY positions and 11 closed out — a net gain of 9 holders — while 54 added to existing stakes and 31 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $15M. The largest seller was Beacon Pointe Advisors, cutting an estimated $1.9M.

  • 138 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2021, up from 131 in Q2 2021.
  • Funds reported $187M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $15M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2021 was Beacon Pointe Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2021.