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PIMCO Corporate & Income Opportunity Fund
PTY

109 hedge funds and large institutions have $123M invested in PIMCO Corporate & Income Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

38% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 29

6% more funds holding

Funds holding: 103 → 109 (+6)

1% more capital invested

Capital invested by funds: $122M → $123M (+$1.2M)

0.26% less ownership

Funds ownership: 8.17% → 7.91% (-0.26%)

Holders
109
Holders Change
+6
Holders Change %
+5.83%
% of All Funds
2.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
40
Reduced
29
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAS
Avantax Advisory Services
Texas
+$1.98M
2
Ameriprise
Ameriprise
Minnesota
+$1.14M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$967K
4
Morgan Stanley
Morgan Stanley
New York
+$736K
5
BPA
Beacon Pointe Advisors
California
+$691K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$5.84M
2
Cohen & Steers
Cohen & Steers
New York
-$1.24M
3
AWM
AE Wealth Management
Kansas
-$1.24M
4
SS
Simplicity Solutions
Minnesota
-$961K
5
Osaic Holdings
Osaic Holdings
Arizona
-$929K
Name Holding Trade Value Shares
Change 		Change in
Stake
HB
26
Homrich & Berg
Georgia
$879K +$2.79K +176 +0.3%
AF
27
Advisornet Financial
Minnesota
$843K +$69.1K +4,362 +9%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$765K -$613K -38,704 -45%
RJA
29
Raymond James & Associates
Florida
$752K -$4.71K -297 -0.6%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$740K -$103K -6,505 -12%
MML Investors Services
31
MML Investors Services
Massachusetts
$726K +$16.7K +1,051 +2%
Wells Fargo
32
Wells Fargo
California
$724K +$138K +8,736 +24%
M&T Bank
33
M&T Bank
New York
$712K +$273K +17,218 +64%
KAS
34
Kestra Advisory Services
Texas
$657K +$645K +40,703 New
FAIM
35
Financial Advocates Investment Management
Washington
$644K +$2.9K +183 +0.5%
DADC
36
D.A. Davidson & Co
Montana
$601K -$12.3K -774 -2%
CFG
37
Cooper Financial Group
California
$598K +$67.3K +4,249 +13%
CAM
38
Covenant Asset Management
New Jersey
$584K -$475 -30 -0.1%
IFG
39
Independent Financial Group
California
$552K +$31.9K +2,012 +6%
OC
40
Oarsman Capital
Wisconsin
$529K -$7.13K -450 -1%
NL
41
NWAM LLC
Washington
$488K +$42.8K +2,700 +10%
HWA
42
HCR Wealth Advisors
California
$485K +$129K +8,120 +37%
FAAS
43
First Allied Advisory Services
California
$476K -$8.89K -561 -2%
MAFM
44
Mid Atlantic Financial Management
Pennsylvania
$462K -$25.5K -1,610 -6%
SWP
45
Stratos Wealth Partners
Ohio
$434K -$148K -9,338 -26%
Neuberger Berman Group
46
Neuberger Berman Group
New York
$416K – – –
SPC
47
Sigma Planning Corp
Michigan
$396K +$43K +2,715 +12%
TA
48
TFG Advisers
Michigan
$374K +$18.1K +1,144 +5%
Stifel Financial
49
Stifel Financial
Missouri
$351K – – –
LNC
50
Lincoln National Corp
Pennsylvania
$343K -$230K -14,532 -41%
1
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PTY Hedge Fund Activity: Q3 2020 in Review

109 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2020, worth a combined $123M — up 0.98% from $122M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PTY positions and 11 closed out — a net gain of 7 holders — while 40 added to existing stakes and 29 trimmed.

The largest buyer was Avantax Advisory Services, opening a new position worth an estimated $1.98M. The largest seller was LPL Financial, cutting an estimated $5.84M.

  • 109 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2020, up from 103 in Q2 2020.
  • Funds reported $123M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2020, up 0.98% quarter-over-quarter.
  • 18 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2020 and 11 closed out, a net change of +7 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2020 was Avantax Advisory Services, an estimated $1.98M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2020 was LPL Financial, an estimated $5.84M sold.

Based on aggregated 13F filings for Q3 2020.