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PIMCO Corporate & Income Opportunity Fund
PTY

109 hedge funds and large institutions have $163M invested in PIMCO Corporate & Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 4

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

18% more funds holding

Funds holding: 92 → 109 (+17)

14% more capital invested

Capital invested by funds: $143M → $163M (+$19.9M)

0.39% more ownership

Funds ownership: 9.05% → 9.44% (+0.39%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
109
Holders Change
+17
Holders Change %
+18.48%
% of All Funds
2.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
43
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFGS
Concourse Financial Group Securities
Alabama
+$2.17M
2
IAA
Independent Advisor Alliance
North Carolina
+$1.9M
3
LPL Financial
LPL Financial
California
+$1.54M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$951K
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$657K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.19M
2
Cohen & Steers
Cohen & Steers
New York
-$654K
3
MML Investors Services
MML Investors Services
Massachusetts
-$289K
4
GIP
Granite Investment Partners
California
-$188K
5
Mariner
Mariner
Kansas
-$136K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$1.03M +$343K +18,529 +52%
HB
27
Homrich & Berg
Georgia
$907K +$27.9K +1,508 +3%
HCM
28
Hollencrest Capital Management
California
$866K – – –
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$845K +$9.48K +513 +1%
MML Investors Services
30
MML Investors Services
Massachusetts
$796K -$289K -15,628 -27%
Wells Fargo
31
Wells Fargo
California
$784K -$85.7K -4,635 -10%
RJA
32
Raymond James & Associates
Florida
$727K +$21.7K +1,175 +3%
CAM
33
Covenant Asset Management
New Jersey
$710K -$1.85K -100 -0.3%
MCP
34
Mirador Capital Partners
California
$693K +$484K +26,205 +255%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$680K +$42.7K +2,310 +7%
Koshinski Asset Management
36
Koshinski Asset Management
Illinois
$672K +$657K +35,527 New
FAIM
37
Financial Advocates Investment Management
Washington
$666K +$126K +6,837 +24%
SWP
38
Stratos Wealth Partners
Ohio
$630K +$51.8K +2,800 +9%
FAAS
39
First Allied Advisory Services
California
$585K +$105K +5,660 +23%
DADC
40
D.A. Davidson & Co
Montana
$577K +$13.1K +707 +2%
OC
41
Oarsman Capital
Wisconsin
$573K +$9.59K +519 +2%
PFA
42
Plotkin Financial Advisors
Maryland
$542K +$527K +28,518 New
JWCA
43
J.W. Cole Advisors
Florida
$523K +$508K +27,502 New
Neuberger Berman Group
44
Neuberger Berman Group
New York
$490K – – –
SPC
45
Sigma Planning Corp
Michigan
$475K +$4.2K +227 +0.9%
APA
46
American Portfolios Advisors
New York
$466K -$1.2K -65 -0.3%
MAFM
47
Mid Atlantic Financial Management
Pennsylvania
$455K +$31.4K +1,700 +8%
Stifel Financial
48
Stifel Financial
Missouri
$441K +$63.8K +3,450 +17%
HH
49
HWG Holdings
Texas
$426K -$19.9K -1,076 -5%
VCP
50
Verus Capital Partners
Arizona
$425K +$413K +22,361 New
1
2
3 4 5

PTY Hedge Fund Activity: Q4 2019 in Review

109 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2019, worth a combined $163M — up 14% from $143M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PTY positions and 4 closed out — a net gain of 17 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was Concourse Financial Group Securities, adding an estimated $2.17M. The largest seller was Morgan Stanley, cutting an estimated $1.19M.

  • 109 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $163M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 21 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2019 and 4 closed out, a net change of +17 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2019 was Concourse Financial Group Securities, an estimated $2.17M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2019 was Morgan Stanley, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2019.