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PIMCO Corporate & Income Opportunity Fund
PTY

75 hedge funds and large institutions have $69.8M invested in PIMCO Corporate & Income Opportunity Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

2.55% less ownership

Funds ownership: 8.74% → 6.19% (-2.6%)

6% less funds holding

Funds holding: 80 → 75 (-5)

21% less capital invested

Capital invested by funds: $88.9M → $69.8M (-$19.1M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
75
Holders Change
-5
Holders Change %
-6.25%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
26
Reduced
26
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.32M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.3M
3
Neuberger Berman Group
Neuberger Berman Group
New York
+$437K
4
MML Investors Services
MML Investors Services
Massachusetts
+$366K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$351K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$15.8M
2
LPL Financial
LPL Financial
California
-$4.7M
3
VIA
Vident Investment Advisory
Georgia
-$4.32M
4
LCM
Laurion Capital Management
New York
-$1.74M
5
HB
Homrich & Berg
Georgia
-$661K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
Cornerstone Wealth Management
Missouri
$530K +$13.5K +880 +3%
PAG
27
Private Advisor Group
New Jersey
$481K +$207K +13,552 +80%
Neuberger Berman Group
28
Neuberger Berman Group
New York
$449K +$437K +28,610 New
CIA
29
Capital Investment Advisors
Georgia
$429K -$2.29K -150 -0.5%
Wells Fargo
30
Wells Fargo
California
$419K +$33.6K +2,198 +9%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$379K +$112K +7,341 +44%
MML Investors Services
32
MML Investors Services
Massachusetts
$376K +$366K +23,961 New
US Bancorp
33
US Bancorp
Minnesota
$368K +$183K +11,989 +105%
IH
34
IFC Holdings
Florida
$366K +$169K +11,068 +90%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$365K -$98.6K -6,450 -22%
GAM
36
Gould Asset Management
California
$365K – – –
Citigroup
37
Citigroup
New York
$348K +$164K +10,714 +94%
Fiera Capital (Canada)
38
Fiera Capital (Canada)
Quebec, Canada
$321K -$301K -19,677 -49%
NL
39
NWAM LLC
Washington
$315K +$4.31K +282 +1%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$314K – – –
SA
41
SRH Advisors
Kansas
$314K – – –
HK
42
Horizon Kinetics
New York
$308K -$3.06K -200 -1%
RJA
43
Raymond James & Associates
Florida
$295K -$98.7K -6,459 -26%
DADC
44
D.A. Davidson & Co
Montana
$291K +$535 +35 +0.2%
LCM
45
Lucas Capital Management
New Jersey
$278K – – –
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$271K +$65.9K +4,310 +33%
FAAS
47
First Allied Advisory Services
California
$254K -$16.9K -1,103 -6%
Creative Planning
48
Creative Planning
Kansas
$242K -$10.4K -678 -4%
RFA
49
Reilly Financial Advisors
California
$235K -$4.6K -301 -2%
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$226K -$87.1K -5,700 -28%
1
2
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PTY Hedge Fund Activity: Q1 2017 in Review

75 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2017, worth a combined $69.8M — down 21% from $88.9M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PTY and 6 opened new positions — a net loss of 3 holders — while 26 trimmed existing stakes and 26 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $1.32M. The largest seller was UBS Group, cutting an estimated $15.8M.

  • 75 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2017, down from 80 in Q4 2016.
  • Funds reported $69.8M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2017, down 21% quarter-over-quarter.
  • 6 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2017 and 9 closed out, a net change of -3 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2017 was Millennium Management, an estimated $1.32M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2017 was UBS Group, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2017.