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PIMCO Corporate & Income Opportunity Fund
PTY

Overview Fund Activity

87 hedge funds and large institutions have $102M invested in PIMCO Corporate & Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
87
Holders Change
+8
Holders Change %
+10.13%
% of All Funds
2.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
16
Increased
25
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$24.4M
2
GI
2
Glovista Investments
New Jersey
$2.68M
3
Bank of America
3
Bank of America
North Carolina
$4.8M
4
VKH
4
Virtu KCG Holdings
New York
$966K
5
SG Americas Securities
5
SG Americas Securities
New York
$1.12M

Top Sellers

1
ALA
1
Atherton Lane Advisers
California
$680K
2
BRWA
2
B. Riley Wealth Advisors
Florida
$69K
3
AR
3
Advisory Research
Illinois
$1.93M
4
Morgan Stanley
4
Morgan Stanley
New York
$7.17M
5
U
5
UBS
Switzerland
$3.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
ICAS
26
Investors Capital Advisory Services
Massachusetts
$645K +$3.55K +206 +0.6%
FAAS
27
First Allied Advisory Services
California
$624K +$1.73K +100 +0.3%
CAN
28
Cetera Advisor Networks
California
$621K +$409K +23,646 +192%
OC
29
Oarsman Capital
Wisconsin
$522K +$8.63K +500 +2%
Citigroup
30
Citigroup
New York
$495K -$19.2K -1,110 -4%
FFA
31
First Foundation Advisors
California
$490K – – –
Ameriprise
32
Ameriprise
Minnesota
$485K +$49.5K +2,878 +11%
TF
33
Trutina Financial
Washington
$453K – – –
TYCC
34
Texas Yale Capital Corp
Florida
$429K – – –
Neuberger Berman Group
35
Neuberger Berman Group
New York
$409K +$409K +23,701 New
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$394K -$27.8K -1,608 -7%
HB
37
Homrich & Berg
Georgia
$386K -$113K -6,549 -23%
RJA
38
Raymond James & Associates
Florida
$340K +$13.9K +807 +4%
LCM
39
Lucas Capital Management
New Jersey
$323K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$320K +$310K +17,982 +3,111%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$318K +$4.32K +250 +1%
KeyBank National Association
42
KeyBank National Association
Ohio
$318K – – –
NL
43
NWAM LLC
Washington
$299K -$25.4K -1,471 -8%
DC
44
Davenport & Co
Virginia
$293K +$43.2K +2,500 +17%
RFA
45
Reilly Financial Advisors
California
$285K +$571 +33 +0.2%
IMS
46
Index Management Solutions
Pennsylvania
$281K +$204K +11,791 +263%
MMG
47
Monetary Management Group
Missouri
$279K -$13.8K -800 -5%
SB
48
Suntrust Banks
Georgia
$273K – – –
SBH
49
Segall Bryant & Hamill
Illinois
$269K -$11K -640 -4%
SFA
50
Sequoia Financial Advisors
Ohio
$258K +$258K +14,971 New
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