PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

60 hedge funds and large institutions have $88.4M invested in Pioneer Floating Rate Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
21
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.09M
3
SCM
3
Saba Capital Management
New York
$22.6M
4
AC
4
Almitas Capital
California
$1.19M
5
BI
5
Bulldog Investors
New Jersey
$524K

Top Sellers

1
LSPW
1
Lake Street Private Wealth
Illinois
$512K
2
QGA
2
Q Global Advisors
Texas
$0
3
VEA
3
Virtus ETF Advisers
New York
$1.62M
4
Citigroup
4
Citigroup
New York
$102K
5
PPA
5
Parametric Portfolio Associates
Washington
$192K
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$17K – – –
GI
52
Gradient Investments
Minnesota
$14K +$11.6K +1,500 +479%
SCA
53
Stonebridge Capital Advisors
Minnesota
$11K – – –
GWM
54
Geneos Wealth Management
Colorado
$9K -$21.5K -2,950 -70%
BFEC
55
Benjamin F. Edwards & Company
Missouri
$6K -$12.7K -1,743 -68%
TRCT
56
Tower Research Capital (TRC)
New York
$3K +$3K +400 New
QGA
57
Q Global Advisors
Texas
– -$911K -83,042 Closed
FWIA
58
Fort Washington Investment Advisors
Ohio
– -$219K -20,000 Closed
SKK
59
Shepherd Kaplan Krochuk
Massachusetts
– -$147K -13,360 Closed
TSW
60
Thompson Siegel & Walmsley
Virginia
– -$22K -2,028 Closed
TA
61
TFG Advisers
Michigan
– -$15K -1,424 Closed
CHAM
62
Clear Harbor Asset Management
Connecticut
– -$6.58K -600 Closed
TCWM
63
Total Clarity Wealth Management
Illinois
– -$7K -600 Closed
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