PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

58 hedge funds and large institutions have $98.6M invested in Pioneer Floating Rate Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
17
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$10.5M
2
PCM
PenderFund Capital Management
British Columbia, Canada
+$1.42M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.41M
4
WS
Wela Strategies
Georgia
+$808K
5
Invesco
Invesco
Georgia
+$773K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$1.58M
2
PPA
Parametric Portfolio Associates
Washington
-$1.46M
3
COLIM
City of London Investment Management
United Kingdom
-$1.34M
4
AAMU
Amundi Asset Management US
Massachusetts
-$1.15M
5
Morgan Stanley
Morgan Stanley
New York
-$715K
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
51
Geneos Wealth Management
Colorado
$51K – – –
BFEC
52
Benjamin F. Edwards & Company
Missouri
$27K – – –
AF
53
Allworth Financial
California
$26K – – –
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$23K +$23K +2,170 New
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$21K – – –
TSW
56
Thompson Siegel & Walmsley
Virginia
$21K – – –
GI
57
Gradient Investments
Minnesota
$6K – – –
IA
58
IFP Advisors
Florida
$6K +$6K +625 New
Millennium Management
59
Millennium Management
New York
– -$359K -36,450 Closed
EPA
60
Element Pointe Advisors
Florida
– -$229K -23,235 Closed
MAFM
61
Mid Atlantic Financial Management
Pennsylvania
– -$162K -16,500 Closed
DA
62
Doliver Advisors
Texas
– -$160K -16,217 Closed
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
– -$59K -6,024 Closed
BFG
64
Beacon Financial Group
Texas
– -$349K -3,023 Closed
SIAS
65
Shine Investment Advisory Services
Colorado
– -$30K -3,000 Closed
DWM
66
Doyle Wealth Management
Florida
– -$5K -500 Closed
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