PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

48 hedge funds and large institutions have $33.6M invested in Pioneer Floating Rate Fund in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1.43M
2
SIA
Sit Investment Associates
Minnesota
+$1.3M
3
AAM
Advisors Asset Management
Colorado
+$1.19M
4
GC
Guggenheim Capital
Illinois
+$947K
5
RIL
Rothschild Investment LLC
Illinois
+$305K

Top Sellers

1
1CP
1607 Capital Partners
Virginia
-$656K
2
CWM
Congress Wealth Management
Massachusetts
-$377K
3
MC
Matisse Capital
Oregon
-$375K
4
WWM
Wagner Wealth Management
South Carolina
-$289K
5
SCM
Saba Capital Management
New York
-$264K
Name Holding Trade Value Shares
Change 		Shares
Change %
FHA
26
Flagship Harbor Advisors
Massachusetts
$200K -$15.7K -1,710 -7%
CIA
27
Capital Investment Advisors
Georgia
$163K -$413 -45 -0.3%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$148K – – –
RCM
29
Robinson Capital Management
Michigan
$142K +$142K +15,455 New
LPL Financial
30
LPL Financial
California
$140K – – –
Qube Research & Technologies (QRT)
31
Qube Research & Technologies (QRT)
United Kingdom
$137K – – –
1CP
32
1607 Capital Partners
Virginia
$131K -$656K -71,500 -83%
AUIM
33
Aegon USA Investment Management
Iowa
$124K – – –
WS
34
Wedbush Securities
California
$122K -$3.68K -400 -3%
Nomura Holdings
35
Nomura Holdings
Japan
$110K +$110K +12,032 New
ZA
36
Zazove Associates
Nevada
$60K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$54.1K – – –
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$39.4K +$39.4K +4,294 New
GWSG
39
GPS Wealth Strategies Group
Colorado
$32.6K – – –
BWL
40
Bogart Wealth LLC
Virginia
$24.8K – – –
TH
41
TCTC Holdings
Texas
$20.6K – – –
VWM
42
Venturi Wealth Management
Texas
$16.3K – – –
BWM
43
Baystate Wealth Management
Massachusetts
$9.36K +$9.36K +1,020 New
BC
44
Bartlett & Co
Ohio
$7K – – –
BCWM
45
Bartlett & Co Wealth Management
Ohio
$6.94K – – –
BCMLT
46
Beacon Capital Management LLC (Tennessee)
Tennessee
$4.05K – – –
GWM
47
Geneos Wealth Management
Colorado
$2.48K -$2.06K -225 -45%
GI
48
Gradient Investments
Minnesota
$1.44K – – –
HNB
49
Huntington National Bank
Ohio
$18 -$18 – –
CWM
50
Congress Wealth Management
Massachusetts
– -$377K -41,788 Closed
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2
3