PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

46 hedge funds and large institutions have $29.5M invested in Pioneer Floating Rate Fund in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-5
Holders Change %
-9.8%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCP
Clough Capital Partners
Massachusetts
$2.19M
2
QL
Quarry LP
New York
$768K
3
VEA
Virtus ETF Advisers
New York
$611K
4
LSPW
Lake Street Private Wealth
Illinois
$4.75M
5
GC
Guggenheim Capital
Illinois
$525K

Top Sellers

1
LSC
Logan Stone Capital
Illinois
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.07M
4
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
$453K
5
SCM
Saba Capital Management
New York
$264K
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
26
Capital Investment Advisors
Georgia
$160K -$3.41K -378 -2%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$146K – – –
UBS Group
28
UBS Group
Switzerland
$144K +$29.9K +3,320 +26%
LPL Financial
29
LPL Financial
California
$137K +$22.5K +2,500 +20%
Qube Research & Technologies (QRT)
30
Qube Research & Technologies (QRT)
United Kingdom
$135K – – –
WS
31
Wedbush Securities
California
$123K +$3.6K +400 +3%
AUIM
32
Aegon USA Investment Management
Iowa
$122K – – –
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$92K -$73.9K -8,161 -45%
HWAM
34
Hennion & Walsh Asset Management
New Jersey
$90.6K -$2.76K -306 -3%
ZA
35
Zazove Associates
Nevada
$59K +$59K +6,511 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$53.2K – – –
GWSG
37
GPS Wealth Strategies Group
Colorado
$32K – – –
BWL
38
Bogart Wealth LLC
Virginia
$24.3K – – –
TH
39
TCTC Holdings
Texas
$20.3K – – –
VWM
40
Venturi Wealth Management
Texas
$16K – – –
SCA
41
Stonebridge Capital Advisors
Minnesota
$13.2K – – –
BC
42
Bartlett & Co
Ohio
$7K +$7K +750 New
BCWM
43
Bartlett & Co Wealth Management
Ohio
$6.76K +$6.76K +750 New
GWM
44
Geneos Wealth Management
Colorado
$4.46K – – –
BCMLT
45
Beacon Capital Management LLC (Tennessee)
Tennessee
$3.9K – – –
GI
46
Gradient Investments
Minnesota
$1.41K – – –
HNB
47
Huntington National Bank
Ohio
$18 -$17 – –
LSC
48
Logan Stone Capital
Illinois
– -$761K -87,659 Closed
WAM
49
Wolverine Asset Management
Illinois
– -$580K -66,830 Closed
RCM
50
Robinson Capital Management
Michigan
– -$237K -27,277 Closed
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