PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

51 hedge funds and large institutions have $38.2M invested in Pioneer Floating Rate Fund in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 3 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
3
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCFM
1
Clear Creek Financial Management
Washington
$1.35M
2
Nomura Holdings
2
Nomura Holdings
Japan
$1.08M
3
LCM
3
Landscape Capital Management
New Jersey
$845K
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$197K
5
WAM
5
Wolverine Asset Management
Illinois
$167K

Top Sellers

1
SCM
1
Saba Capital Management
New York
$7.84M
2
RCM
2
Rivernorth Capital Management
Florida
$668K
3
SIA
3
Sit Investment Associates
Minnesota
$1.28M
4
CIA
4
Capital Investment Advisors
Georgia
$785K
5
RVPG
5
Relative Value Partners Group
$698K
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
26
Wolverine Asset Management
Illinois
$167K +$167K +16,434 New
RTS
27
Round Table Services
New Jersey
$164K – – –
YCM
28
Yakira Capital Management
Connecticut
$162K +$162K +15,908 New
WIA
29
Westbourne Investment Advisors
Maryland
$152K +$152K +14,900 New
UBS Group
30
UBS Group
Switzerland
$131K -$13.5K -1,314 -9%
Qube Research & Technologies (QRT)
31
Qube Research & Technologies (QRT)
United Kingdom
$127K -$769K -75,190 -86%
WS
32
Wedbush Securities
California
$126K – – –
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$122K – – –
MAFM
34
Mid Atlantic Financial Management
Pennsylvania
$118K -$31.5K -3,100 -21%
Fiera Capital (Canada)
35
Fiera Capital (Canada)
Quebec, Canada
$114K -$48.1K -4,715 -30%
SFS
36
Shaker Financial Services
Virginia
$107K -$437K -42,924 -80%
FIA
37
FNY Investment Advisers
New York
$83K +$83K +8,207 New
ZA
38
Zazove Associates
Nevada
$66K -$419K -41,287 -86%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$60K – – –
TH
40
TCTC Holdings
Texas
$23K -$61.3K -6,000 -73%
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$20K – – –
IAIM
42
International Assets Investment Management
Florida
$13K +$13K +1,276 New
GRP
43
Global Retirement Partners
California
$12K +$12K +1,165 New
GWM
44
Geneos Wealth Management
Colorado
$8K – – –
SIAG
45
Safeguard Investment Advisory Group
California
$6K +$6K +607 New
RA
46
Reby Advisors
Connecticut
$3K +$3K +310 New
GI
47
Gradient Investments
Minnesota
$2K – – –
BI
48
Bulldog Investors
New Jersey
– -$636K -63,005 Closed
RJA
49
Raymond James & Associates
Florida
– -$363K -35,970 Closed
Stifel Financial
50
Stifel Financial
Missouri
– -$290K -28,678 Closed
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