PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

49 hedge funds and large institutions have $131M invested in Pioneer Floating Rate Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 12 closing their positions.

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.99%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
11
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$15.2M
2
SIA
2
Sit Investment Associates
Minnesota
$7.05M
3
SFS
3
Shaker Financial Services
Virginia
$540K
4
Qube Research & Technologies (QRT)
4
Qube Research & Technologies (QRT)
United Kingdom
$885K
5
Morgan Stanley
5
Morgan Stanley
New York
$2.76M

Top Sellers

1
RVPG
1
Relative Value Partners Group
$5.26M
2
CCFM
2
Clear Creek Financial Management
Washington
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
PAS
4
Park Avenue Securities
New York
$0
5
Invesco
5
Invesco
Georgia
$5.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Osaic Holdings
26
Osaic Holdings
Arizona
$213K -$60.1K -5,926 -22%
IAN
27
Integrated Advisors Network
Texas
$202K – – –
BCA
28
Biltmore Capital Advisors
New Jersey
$166K -$159K -15,752 -49%
RTS
29
Round Table Services
New Jersey
$162K +$8.48K +841 +6%
Fiera Capital (Canada)
30
Fiera Capital (Canada)
Quebec, Canada
$160K – – –
MAFM
31
Mid Atlantic Financial Management
Pennsylvania
$151K -$29.8K -2,900 -16%
UBS Group
32
UBS Group
Switzerland
$142K -$21.2K -2,104 -13%
WS
33
Wedbush Securities
California
$124K -$50.4K -5,000 -29%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$121K – – –
Jane Street
35
Jane Street
New York
$104K +$104K +10,299 New
AAS
36
Avantax Advisory Services
Texas
$102K +$102K +10,229 New
TH
37
TCTC Holdings
Texas
$83K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$60K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$20K +$20K +2,000 New
FFA
40
Founders Financial Alliance
North Carolina
$15K +$15K +1,490 New
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$11K -$22K -2,170 -67%
Barclays
42
Barclays
United Kingdom
$10K +$10K +940 New
GWM
43
Geneos Wealth Management
Colorado
$7K -$4.76K -500 -40%
CHAM
44
Clear Harbor Asset Management
Connecticut
$6.06K +$6.06K +600 New
GI
45
Gradient Investments
Minnesota
$2K – – –
AWM
46
Adams Wealth Management
Utah
$1K +$1K +75 New
CCFM
47
Clear Creek Financial Management
Washington
– -$1.18M -123,800 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
– -$666K -69,991 Closed
PAS
49
Park Avenue Securities
New York
– -$581K -61,043 Closed
AC
50
Almitas Capital
California
– -$512K -53,835 Closed
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