PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

60 hedge funds and large institutions have $88.4M invested in Pioneer Floating Rate Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
21
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$10M
2
Morgan Stanley
Morgan Stanley
New York
$2.09M
3
SCM
Saba Capital Management
New York
$22.6M
4
AC
Almitas Capital
California
$1.19M
5
BI
Bulldog Investors
New Jersey
$524K

Top Sellers

1
LSPW
Lake Street Private Wealth
Illinois
$512K
2
QGA
Q Global Advisors
Texas
$0
3
VEA
Virtus ETF Advisers
New York
$1.62M
4
Citigroup
Citigroup
New York
$102K
5
PPA
Parametric Portfolio Associates
Washington
$192K
Name Holding Trade Value Shares
Change 		Shares
Change %
6M
26
6 Meridian
Kansas
$322K +$11.1K +1,444 +4%
Osaic Holdings
27
Osaic Holdings
Arizona
$300K +$300K +39,311 New
Wells Fargo
28
Wells Fargo
California
$248K -$64.8K -8,479 -21%
Goldman Sachs
29
Goldman Sachs
New York
$233K +$233K +30,429 New
Stifel Financial
30
Stifel Financial
Missouri
$218K -$3.56K -477 -2%
WIA
31
Westbourne Investment Advisors
Maryland
$213K -$11.5K -1,500 -5%
PPA
32
Parametric Portfolio Associates
Washington
$192K -$268K -34,948 -58%
AA
33
AQR Arbitrage
Connecticut
$180K -$49.5K -6,450 -22%
CCP
34
Clough Capital Partners
Massachusetts
$172K – – –
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$153K -$28.7K -3,768 -16%
IAN
36
Integrated Advisors Network
Texas
$153K – – –
CRC
37
Curi RMB Capital
Illinois
$134K +$134K +17,506 New
WS
38
Wedbush Securities
California
$132K -$6.1K -800 -4%
RTS
39
Round Table Services
New Jersey
$122K +$3.44K +450 +3%
MAFM
40
Mid Atlantic Financial Management
Pennsylvania
$122K +$16.9K +2,200 +16%
UBS Group
41
UBS Group
Switzerland
$111K +$3.73K +486 +3%
Citigroup
42
Citigroup
New York
$102K -$329K -43,091 -76%
AC
43
Aristides Capital
Kentucky
$99K +$99K +12,947 New
Fiera Capital (Canada)
44
Fiera Capital (Canada)
Quebec, Canada
$95K +$5.97K +782 +7%
DA
45
Doliver Advisors
Texas
$87K -$1.63K -192 -2%
FM
46
Fondren Management
Texas
$77K +$77K +10,000 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$49K -$18.4K -2,400 -27%
AF
48
Allworth Financial
California
$20K +$404 +54 +2%
BCWM
49
Bartlett & Co Wealth Management
Ohio
$19.1K +$19.1K +2,500 New
BC
50
Bartlett & Co
Ohio
$19K +$19K +2,500 New
1
2
3