PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

58 hedge funds and large institutions have $124M invested in Pioneer Floating Rate Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
19
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$31M
2
SIA
2
Sit Investment Associates
Minnesota
$4.73M
3
RCM
3
Rivernorth Capital Management
Florida
$9.95M
4
Bank of America
4
Bank of America
North Carolina
$3.8M
5
Invesco
5
Invesco
Georgia
$6.12M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$2.94M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
GC
4
Guggenheim Capital
Illinois
$4.54M
5
CRC
5
Curi RMB Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$449K -$114K -10,423 -20%
6M
27
6 Meridian
Kansas
$446K +$42.1K +3,830 +10%
RJA
28
Raymond James & Associates
Florida
$428K -$9.32K -850 -2%
PAS
29
Park Avenue Securities
New York
$402K +$76.8K +6,999 +24%
AA
30
AQR Arbitrage
Connecticut
$328K -$212K -19,341 -39%
Stifel Financial
31
Stifel Financial
Missouri
$326K -$5.05K -460 -2%
WIA
32
Westbourne Investment Advisors
Maryland
$323K -$85.7K -7,800 -21%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$261K +$79.7K +7,272 +44%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$254K -$3.78K -344 -1%
CCP
35
Clough Capital Partners
Massachusetts
$247K +$247K +22,500 New
AG
36
Advisor Group
Arizona
$241K -$55.5K -5,067 -19%
FWIA
37
Fort Washington Investment Advisors
Ohio
$219K -$32.9K -3,000 -13%
IAN
38
Integrated Advisors Network
Texas
$219K +$219K +20,000 New
WS
39
Wedbush Securities
California
$199K – – –
RTS
40
Round Table Services
New Jersey
$170K – – –
UBS Group
41
UBS Group
Switzerland
$154K +$16.8K +1,523 +12%
MAFM
42
Mid Atlantic Financial Management
Pennsylvania
$150K -$39.4K -3,600 -21%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$147K +$147K +13,360 New
Fiera Capital (Canada)
44
Fiera Capital (Canada)
Quebec, Canada
$128K – – –
DA
45
Doliver Advisors
Texas
$115K -$6.9K -628 -6%
FIA
46
FNY Investment Advisers
New York
$113K +$30.1K +2,756 +36%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$97K – – –
GWM
48
Geneos Wealth Management
Colorado
$45K – – –
AF
49
Allworth Financial
California
$29K +$498 +45 +2%
BFEC
50
Benjamin F. Edwards & Company
Missouri
$28K – – –
1
2
3