PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

56 hedge funds and large institutions have $100M invested in Pioneer Floating Rate Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
16
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$25.3M
2
LSPW
Lake Street Private Wealth
Illinois
$3.34M
3
Invesco
Invesco
Georgia
$4.88M
4
TFS
TrustCore Financial Services
Tennessee
$906K
5
CIA
Capital Investment Advisors
Georgia
$5.8M

Top Sellers

1
CCFM
Clear Creek Financial Management
Washington
$0
2
WS
Wela Strategies
Georgia
$0
3
AC
Almitas Capital
California
$0
4
ZA
Zazove Associates
Nevada
$503K
5
LCM
Landscape Capital Management
New Jersey
$269K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$420K -$32.5K -3,086 -7%
WIA
27
Westbourne Investment Advisors
Maryland
$392K -$157K -14,900 -29%
6M
28
6 Meridian
Kansas
$387K -$30.5K -2,896 -7%
Stifel Financial
29
Stifel Financial
Missouri
$316K -$19K -1,815 -6%
PAS
30
Park Avenue Securities
New York
$312K +$44.5K +4,227 +17%
AG
31
Advisor Group
Arizona
$284K -$50.9K -4,850 -15%
CRC
32
Curi RMB Capital
Illinois
$273K +$74.7K +7,099 +38%
LCM
33
Landscape Capital Management
New Jersey
$269K -$410K -38,959 -60%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$248K -$296 -28 -0.1%
FWIA
35
Fort Washington Investment Advisors
Ohio
$242K -$108K -10,235 -31%
WS
36
Wedbush Securities
California
$191K – – –
MAFM
37
Mid Atlantic Financial Management
Pennsylvania
$182K +$182K +17,300 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$174K +$15.5K +1,477 +10%
RTS
39
Round Table Services
New Jersey
$163K +$12.6K +1,200 +8%
UBS Group
40
UBS Group
Switzerland
$131K -$39.2K -3,734 -23%
Fiera Capital (Canada)
41
Fiera Capital (Canada)
Quebec, Canada
$123K -$8.61K -816 -7%
DA
42
Doliver Advisors
Texas
$115K +$115K +11,088 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$93K -$1.06K -100 -1%
FIA
44
FNY Investment Advisers
New York
$79K +$79K +7,595 New
GWM
45
Geneos Wealth Management
Colorado
$43K – – –
BFEC
46
Benjamin F. Edwards & Company
Missouri
$27K – – –
AF
47
Allworth Financial
California
$27K +$27K +2,575 New
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$23K – – –
TSW
49
Thompson Siegel & Walmsley
Virginia
$21K – – –
SCA
50
Stonebridge Capital Advisors
Minnesota
$15K – – –
1
2
3