PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

58 hedge funds and large institutions have $94.6M invested in Pioneer Floating Rate Fund in 2019 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
–
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
13
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$19.5M
2
VEA
2
Virtus ETF Advisers
New York
$2.63M
3
CIA
3
Capital Investment Advisors
Georgia
$5.49M
4
ZA
4
Zazove Associates
Nevada
$511K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.58M

Top Sellers

1
AAMU
1
Amundi Asset Management US
Massachusetts
$0
2
CRC
2
Curi RMB Capital
Illinois
$202K
3
AC
3
Almitas Capital
California
$694K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
COLIM
5
City of London Investment Management
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WIA
26
Westbourne Investment Advisors
Maryland
$557K -$12.8K -1,196 -2%
ZA
27
Zazove Associates
Nevada
$511K +$511K +47,798 New
AA
28
AQR Arbitrage
Connecticut
$474K – – –
RJA
29
Raymond James & Associates
Florida
$459K -$20.5K -1,920 -4%
6M
30
6 Meridian
Kansas
$424K -$49.2K -4,604 -10%
FWIA
31
Fort Washington Investment Advisors
Ohio
$355K -$7.48K -700 -2%
Stifel Financial
32
Stifel Financial
Missouri
$341K -$95.6K -8,970 -22%
AG
33
Advisor Group
Arizona
$341K -$4.28K -400 -1%
CS
34
Comerica Securities
Michigan
$295K +$295K +27,564 New
PAS
35
Park Avenue Securities
New York
$272K +$34.1K +3,184 +14%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$251K +$12.1K +1,132 +5%
MIG
37
Mariner Investment Group
New York
$237K – – –
TFS
38
TrustCore Financial Services
Tennessee
$223K – – –
CRC
39
Curi RMB Capital
Illinois
$202K -$1.4M -130,703 -87%
WS
40
Wedbush Securities
California
$194K -$21.4K -2,000 -10%
Mercer Global Advisors
41
Mercer Global Advisors
Colorado
$187K +$187K +17,475 New
UBS Group
42
UBS Group
Switzerland
$173K -$38.3K -3,585 -18%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$161K -$14K -1,308 -8%
RTS
44
Round Table Services
New Jersey
$153K +$12.2K +1,140 +9%
Fiera Capital (Canada)
45
Fiera Capital (Canada)
Quebec, Canada
$133K +$7.94K +744 +6%
ESB
46
Essex Savings Bank
Connecticut
$106K +$106 +5 +0.1%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$95K – – –
GWM
48
Geneos Wealth Management
Colorado
$44K -$8.1K -770 -16%
AF
49
Allworth Financial
California
$27K -$26K – –
BFEC
50
Benjamin F. Edwards & Company
Missouri
$27K – – –
1
2
3