PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

58 hedge funds and large institutions have $98.6M invested in Pioneer Floating Rate Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
17
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$10.5M
2
PCM
PenderFund Capital Management
British Columbia, Canada
+$1.42M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.41M
4
WS
Wela Strategies
Georgia
+$808K
5
Invesco
Invesco
Georgia
+$773K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$1.58M
2
PPA
Parametric Portfolio Associates
Washington
-$1.46M
3
COLIM
City of London Investment Management
United Kingdom
-$1.34M
4
AAMU
Amundi Asset Management US
Massachusetts
-$1.15M
5
Morgan Stanley
Morgan Stanley
New York
-$715K
Name Holding Trade Value Shares
Change 		Shares
Change %
WIA
26
Westbourne Investment Advisors
Maryland
$554K -$10.4K -1,000 -2%
COLIM
27
City of London Investment Management
United Kingdom
$501K -$1.34M -129,843 -73%
ZA
28
Zazove Associates
Nevada
$497K -$470K – –
RJA
29
Raymond James & Associates
Florida
$467K -$18.5K -1,781 -4%
AA
30
AQR Arbitrage
Connecticut
$461K +$80.1K +7,693 +21%
6M
31
6 Meridian
Kansas
$461K +$461K +44,281 New
Stifel Financial
32
Stifel Financial
Missouri
$427K -$315K -30,253 -42%
OWD
33
Osborn Williams & Donohoe
Ohio
$413K +$413K +38,500 New
FWIA
34
Fort Washington Investment Advisors
Ohio
$353K -$421K -40,500 -54%
AG
35
Advisor Group
Arizona
$336K +$60.2K +5,789 +22%
WAM
36
Weiss Asset Management
Massachusetts
$275K -$12K -1,152 -4%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$260K +$37.7K +3,616 +17%
PPA
38
Parametric Portfolio Associates
Washington
$247K -$1.46M -140,842 -86%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$233K -$31.7K -3,045 -12%
PAS
40
Park Avenue Securities
New York
$233K +$19.7K +1,880 +9%
MIG
41
Mariner Investment Group
New York
$231K – – –
TFS
42
TrustCore Financial Services
Tennessee
$217K – – –
WS
43
Wedbush Securities
California
$209K – – –
UBS Group
44
UBS Group
Switzerland
$206K -$3.3K -317 -2%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$170K +$1.02K +98 +0.6%
RTS
46
Round Table Services
New Jersey
$137K +$137K +13,149 New
BFM
47
Boothbay Fund Management
New York
$133K -$137K -13,200 -51%
Fiera Capital (Canada)
48
Fiera Capital (Canada)
Quebec, Canada
$122K -$40.2K -3,867 -25%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$93K – – –
ESB
50
Essex Savings Bank
Connecticut
$52K – – –
1
2
3