PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

60 hedge funds and large institutions have $79M invested in Pioneer Floating Rate Fund in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
18
Increased
17
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.45M
2
FIMG
2
Financial & Investment Management Group
Michigan
$2.88M
3
RVPG
3
Relative Value Partners Group
$13.8M
4
SCM
4
Saba Capital Management
New York
$1.5M
5
WAM
5
Wolverine Asset Management
Illinois
$1.63M

Top Sellers

1
BFG
1
Beacon Financial Group
Texas
$349K
2
Bessemer Group
2
Bessemer Group
New Jersey
$0
3
CS
3
Comerica Securities
Michigan
$0
4
GC
4
Guggenheim Capital
Illinois
$4.85M
5
Stifel Financial
5
Stifel Financial
Missouri
$700K
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$700K -$712K -72,401 -50%
QGA
27
Q Global Advisors
Texas
$560K +$560K +56,887 New
WIA
28
Westbourne Investment Advisors
Maryland
$534K -$12.8K -1,300 -2%
ZA
29
Zazove Associates
Nevada
$470K -$527K -47,798 Closed
RJA
30
Raymond James & Associates
Florida
$459K -$20.5K -2,085 -4%
AA
31
AQR Arbitrage
Connecticut
$360K +$360K +36,602 New
Millennium Management
32
Millennium Management
New York
$359K +$359K +36,450 New
BFG
33
Beacon Financial Group
Texas
$349K -$6.66M -57,680 -95%
Carson Wealth (CWM LLC)
34
Carson Wealth (CWM LLC)
Nebraska
$290K +$290K +29,435 New
WAM
35
Weiss Asset Management
Massachusetts
$271K +$271K +27,552 New
AG
36
Advisor Group
Arizona
$261K -$58.7K -5,961 -18%
BFM
37
Boothbay Fund Management
New York
$256K +$256K +26,000 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$251K -$32.6K -3,300 -11%
EPA
39
Element Pointe Advisors
Florida
$229K +$229K +23,235 New
MIG
40
Mariner Investment Group
New York
$218K +$218K +22,189 New
PAS
41
Park Avenue Securities
New York
$210K +$4.84K +469 +2%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$210K +$31.8K +3,230 +18%
TFS
43
TrustCore Financial Services
Tennessee
$205K – – –
UBS Group
44
UBS Group
Switzerland
$198K -$10.9K -1,103 -5%
WS
45
Wedbush Securities
California
$198K -$9.85K -1,000 -5%
MAFM
46
Mid Atlantic Financial Management
Pennsylvania
$162K +$162K +16,500 New
DA
47
Doliver Advisors
Texas
$160K -$415K -42,075 -72%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$160K +$32.5K +3,308 +25%
Fiera Capital (Canada)
49
Fiera Capital (Canada)
Quebec, Canada
$153K +$5.83K +594 +4%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$88K +$68.2K +6,900 +345%
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