PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

61 hedge funds and large institutions have $84M invested in Pioneer Floating Rate Fund in 2018 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+9
Holders Change %
+17.31%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
16
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAMU
1
Amundi Asset Management US
Massachusetts
$1.67M
2
LCM
2
Laurion Capital Management
New York
$1.37M
3
RVPG
3
Relative Value Partners Group
$11.3M
4
SFS
4
Shaker Financial Services
Virginia
$3.31M
5
Stifel Financial
5
Stifel Financial
Missouri
$1.64M

Top Sellers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$8.99M
2
GC
2
Guggenheim Capital
Illinois
$7.4M
3
Invesco
3
Invesco
Georgia
$3.09M
4
Morgan Stanley
4
Morgan Stanley
New York
$3.36M
5
AAM
5
Advisors Asset Management
Colorado
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NMC
26
Nine Masts Capital
Hong Kong
$549K +$549K +49,100 New
ZA
27
Zazove Associates
Nevada
$534K – – –
RJA
28
Raymond James & Associates
Florida
$508K +$207K +18,545 +69%
DA
29
Doliver Advisors
Texas
$413K +$413K +36,957 New
AG
30
Advisor Group
Arizona
$378K -$11.2K -1,000 -3%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$345K – – –
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$276K -$11.3K -1,015 -4%
WS
33
Wedbush Securities
California
$253K – – –
TFS
34
TrustCore Financial Services
Tennessee
$233K – – –
SIA
35
Sit Investment Associates
Minnesota
$224K +$224K +20,000 New
PCM
36
Penserra Capital Management
California
$214K +$53.5K +4,795 +33%
WWM
37
Wagner Wealth Management
South Carolina
$194K – – –
PAS
38
Park Avenue Securities
New York
$194K +$36.5K +3,275 +23%
UBS Group
39
UBS Group
Switzerland
$191K +$42.6K +3,800 +29%
WOC
40
West Oak Capital
California
$184K – – –
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$179K +$19.3K +1,730 +12%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$169K -$10.3K -921 -6%
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$134K +$10.5K +938 +9%
HK
44
Horizon Kinetics
New York
$130K – – –
GWM
45
Greenwich Wealth Management
Connecticut
$126K -$6.44K -575 -5%
WAM
46
Wolverine Asset Management
Illinois
$73K +$73K +6,588 New
GWM
47
Geneos Wealth Management
Colorado
$55K – – –
TSW
48
Thompson Siegel & Walmsley
Virginia
$23K – – –
TRCT
49
Tower Research Capital (TRC)
New York
$22K +$22K +1,957 New
CPIG
50
Chicago Partners Investment Group
Illinois
$21K +$10.7K +956 +103%
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