PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

52 hedge funds and large institutions have $86.1M invested in Pioneer Floating Rate Fund in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-2
Holders Change %
-3.7%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
6
Increased
17
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIA
Capital Investment Advisors
Georgia
+$2.9M
2
RVPG
Relative Value Partners Group
+$2.66M
3
Stifel Financial
Stifel Financial
Missouri
+$1.01M
4
SFS
Shaker Financial Services
Virginia
+$646K
5
GC
Guggenheim Capital
Illinois
+$546K

Top Sellers

1
CFA
Camarda Financial Advisors
Florida
-$5.56M
2
COLIM
City of London Investment Management
United Kingdom
-$2.17M
3
Invesco
Invesco
Georgia
-$819K
4
AAM
Advisors Asset Management
Colorado
-$718K
5
WAM
Wolverine Asset Management
Illinois
-$335K
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$345K +$23.1K +1,982 +7%
RJA
27
Raymond James & Associates
Florida
$314K +$101K +8,701 +48%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$300K -$8.29K -712 -3%
WS
29
Wedbush Securities
California
$263K -$16K -1,378 -6%
TFS
30
TrustCore Financial Services
Tennessee
$243K – – –
WWM
31
Wagner Wealth Management
South Carolina
$203K -$1.63K -140 -0.8%
WOC
32
West Oak Capital
California
$192K +$192K +16,450 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$187K +$1.37K +118 +0.7%
PCM
34
Penserra Capital Management
California
$167K +$51.2K +4,411 +44%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$165K +$99.4K +8,602 +151%
PAS
36
Park Avenue Securities
New York
$164K +$164K +14,119 New
UBS Group
37
UBS Group
Switzerland
$154K -$36.5K -3,139 -19%
GWM
38
Greenwich Wealth Management
Connecticut
$138K – – –
HK
39
Horizon Kinetics
New York
$135K -$1.74K -150 -1%
Fiera Capital (Canada)
40
Fiera Capital (Canada)
Quebec, Canada
$128K +$3.81K +328 +3%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$95K – – –
SEI Investments
42
SEI Investments
Pennsylvania
$75K +$75K +6,417 New
GWM
43
Geneos Wealth Management
Colorado
$57K – – –
TSW
44
Thompson Siegel & Walmsley
Virginia
$24K – – –
GI
45
Gradient Investments
Minnesota
$22K – – –
WIM
46
Westside Investment Management
California
$11.6K – – –
CPIG
47
Chicago Partners Investment Group
Illinois
$11K – – –
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$11K – – –
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8K -$29K -2,367 -78%
WAM
50
Wealthspire Advisors (Maryland)
Maryland
$5K – – –
1
2
3