PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

54 hedge funds and large institutions have $86.4M invested in Pioneer Floating Rate Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.23%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
13
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$3.52M
2
RVPG
2
Relative Value Partners Group
$8.03M
3
SFS
3
Shaker Financial Services
Virginia
$1.99M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.77M
5
WAM
5
Wolverine Asset Management
Illinois
$335K

Top Sellers

1
Invesco
1
Invesco
Georgia
$4.46M
2
CFA
2
Camarda Financial Advisors
Florida
$5.56M
3
GC
3
Guggenheim Capital
Illinois
$8.61M
4
Bessemer Group
4
Bessemer Group
New Jersey
$5.64M
5
WOC
5
West Oak Capital
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
26
Wolverine Asset Management
Illinois
$335K +$311K +27,155 +1,289%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$317K +$7.16K +625 +2%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$304K -$861 -75 -0.3%
WS
29
Wedbush Securities
California
$275K +$11.5K +1,000 +4%
TFS
30
TrustCore Financial Services
Tennessee
$239K +$239K +20,850 New
DA
31
Doliver Advisors
Texas
$229K -$103K -9,021 -31%
RJA
32
Raymond James & Associates
Florida
$209K +$56.3K +4,909 +37%
WWM
33
Wagner Wealth Management
South Carolina
$201K +$201K +17,531 New
UBS Group
34
UBS Group
Switzerland
$188K -$107K -9,349 -36%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$183K +$183K +15,937 New
WAM
36
Weiss Asset Management
Massachusetts
$155K +$155K +13,488 New
CCP
37
Corient Capital Partners
California
$140K – – –
GWM
38
Greenwich Wealth Management
Connecticut
$136K -$1.5K -130 -1%
HK
39
Horizon Kinetics
New York
$135K – – –
Squarepoint
40
Squarepoint
New York
$131K +$131K +11,390 New
Fiera Capital (Canada)
41
Fiera Capital (Canada)
Quebec, Canada
$123K -$794 -69 -0.6%
PCM
42
Penserra Capital Management
California
$114K +$46.8K +4,096 +70%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$93K – – –
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$65K +$33.4K +2,920 +106%
GWM
45
Geneos Wealth Management
Colorado
$56K – – –
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$35K – – –
TSW
47
Thompson Siegel & Walmsley
Virginia
$23K – – –
GI
48
Gradient Investments
Minnesota
$22K +$22K +1,886 New
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$22K +$22K +1,890 New
WAM
50
Watermark Asset Management
California
$16K – – –
1
2
3