PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

53 hedge funds and large institutions have $95.8M invested in Pioneer Floating Rate Fund in 2017 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+5
Holders Change %
+10.42%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
20
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$17.9M
2
RVPG
2
Relative Value Partners Group
$6.7M
3
SFS
3
Shaker Financial Services
Virginia
$1.34M
4
CFA
4
Camarda Financial Advisors
Florida
$6.23M
5
COLIM
5
City of London Investment Management
United Kingdom
$1.18M

Top Sellers

1
GI
1
Gradient Investments
Minnesota
$32K
2
ZIG
2
Zuckerman Investment Group
Illinois
$0
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
AAM
4
Advisors Asset Management
Colorado
$2.4M
5
LPL Financial
5
LPL Financial
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
26
Doliver Advisors
Texas
$486K +$486K +40,846 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$417K +$181K +15,132 +76%
NPC
28
National Planning Corporation
California
$391K -$14.3K -1,200 -4%
WOC
29
West Oak Capital
California
$352K +$45.2K +3,800 +15%
HK
30
Horizon Kinetics
New York
$310K -$4.17K -350 -1%
WAM
31
Wolverine Asset Management
Illinois
$298K +$298K +25,085 New
WS
32
Wedbush Securities
California
$274K +$87.1K +7,308 +47%
NL
33
NWAM LLC
Washington
$231K +$231K +19,401 New
RJA
34
Raymond James & Associates
Florida
$188K +$30.4K +2,554 +19%
RCM
35
Robinson Capital Management
Michigan
$167K +$167K +14,000 New
CCP
36
Corient Capital Partners
California
$145K – – –
GWM
37
Greenwich Wealth Management
Connecticut
$142K -$4.99K -420 -3%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$106K +$106K +8,900 New
AG
39
Advisor Group
Arizona
$99K +$14.4K +1,214 +17%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$97K – – –
USGIU
41
U.S. Global Investors (USGI)
Texas
$97K – – –
GWM
42
Geneos Wealth Management
Colorado
$58K – – –
IA
43
IFP Advisors
Florida
$38K -$24.1K -2,040 -39%
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$36K +$7.78K +652 +28%
GI
45
Gradient Investments
Minnesota
$32K -$4.76M -394,149 -99%
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$24K – – –
VWA
47
V Wealth Advisors
Kansas
$20K +$20K +1,662 New
WAM
48
Watermark Asset Management
California
$17K – – –
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$12K -$60.7K -4,900 -83%
WIM
50
Westside Investment Management
California
$11.9K +$11.9K +1,000 New
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2
3