PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

48 hedge funds and large institutions have $96.6M invested in Pioneer Floating Rate Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-7
Holders Change %
-12.73%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
17
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$13.6M
2
GC
2
Guggenheim Capital
Illinois
$10.4M
3
WIA
3
Westbourne Investment Advisors
Maryland
$695K
4
GI
4
Gradient Investments
Minnesota
$4.85M
5
CS
5
Comerica Securities
Michigan
$1.73M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.53M
2
RVPG
2
Relative Value Partners Group
$3.35M
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
FIMG
4
Financial & Investment Management Group
Michigan
$0
5
RTS
5
Round Table Services
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NPC
26
National Planning Corporation
California
$421K -$13.6K -1,100 -3%
HK
27
Horizon Kinetics
New York
$322K -$2.44K -200 -0.8%
WOC
28
West Oak Capital
California
$315K +$303K +24,800 +2,480%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$242K +$73 +6 +0%
WS
30
Wedbush Securities
California
$192K +$6.12K +500 +3%
UBS Group
31
UBS Group
Switzerland
$164K -$9.83K -805 -6%
RJA
32
Raymond James & Associates
Florida
$162K +$2.06K +169 +1%
GWM
33
Greenwich Wealth Management
Connecticut
$151K -$732 -60 -0.5%
CCP
34
Corient Capital Partners
California
$149K +$19.9K +1,632 +15%
SWP
35
Stratos Wealth Partners
Ohio
$136K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$99K – – –
AG
37
Advisor Group
Arizona
$87K -$1.22K -100 -1%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$72K – – –
IA
39
IFP Advisors
Florida
$64K – – –
GWM
40
Geneos Wealth Management
Colorado
$60K – – –
AIM
41
Acrospire Investment Management
Illinois
$29K +$29K +2,364 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29K +$29K +2,367 New
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$24K – – –
WAM
44
Watermark Asset Management
California
$17K +$17K +1,390 New
Creative Planning
45
Creative Planning
Kansas
$8K +$48 +4 +0.6%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$5K – – –
PCM
47
Penserra Capital Management
California
$4K -$352 -31 -8%
USGIU
48
U.S. Global Investors (USGI)
Texas
$99 +$1 +83 +1%
RCM
49
Rivernorth Capital Management
Florida
– -$1.71M -144,118 Closed
FIMG
50
Financial & Investment Management Group
Michigan
– -$1.64M -138,507 Closed
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