PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

51 hedge funds and large institutions have $117M invested in Pioneer Floating Rate Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
3
Increased
16
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFA
Camarda Financial Advisors
Florida
$6.15M
2
GC
Guggenheim Capital
Illinois
$7.39M
3
Invesco
Invesco
Georgia
$14.3M
4
SFS
Shaker Financial Services
Virginia
$680K
5
Wells Fargo
Wells Fargo
California
$2.27M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$6.48M
2
RCM
Rivernorth Capital Management
Florida
$2.78M
3
MIG
Mariner Investment Group
New York
$3.31M
4
HK
Horizon Kinetics
New York
$327K
5
CIA
Capital Investment Advisors
Georgia
$1.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$680K +$35.4K +2,998 +5%
SFS
27
Shaker Financial Services
Virginia
$680K +$680K +57,654 New
ZA
28
Zazove Associates
Nevada
$564K – – –
NPC
29
National Planning Corporation
California
$444K -$2.3K -200 -0.5%
Ameriprise
30
Ameriprise
Minnesota
$416K +$23.3K +1,976 +6%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$410K +$7.24K +613 +2%
DA
32
Doliver Advisors
Texas
$336K +$336K +28,468 New
HK
33
Horizon Kinetics
New York
$327K -$244K -20,700 -43%
COLIM
34
City of London Investment Management
United Kingdom
$318K – – –
WS
35
Wedbush Securities
California
$179K – – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$174K -$10.7K -910 -6%
GWM
37
Greenwich Wealth Management
Connecticut
$172K -$21.8K -1,845 -11%
UBS Group
38
UBS Group
Switzerland
$172K +$7.49K +635 +5%
SWP
39
Stratos Wealth Partners
Ohio
$131K – – –
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$95K – – –
USGIU
41
U.S. Global Investors (USGI)
Texas
$94K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$69K – – –
IA
43
IFP Advisors
Florida
$68K – – –
GWM
44
Geneos Wealth Management
Colorado
$44K +$20.5K +1,750 +87%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$24K – – –
WP
46
WealthPLAN Partners
Nebraska
$17.8K – – –
MFS
47
MSI Financial Services
Massachusetts
$13K – – –
WOC
48
West Oak Capital
California
$11.8K – – –
CPIG
49
Chicago Partners Investment Group
Illinois
$10K – – –
PCM
50
Penserra Capital Management
California
$4K +$657 +56 +20%
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