PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

52 hedge funds and large institutions have $103M invested in Pioneer Floating Rate Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-7
Holders Change %
-11.86%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
14
Reduced
18
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
1
Comerica Securities
Michigan
$1.15M
2
Invesco
2
Invesco
Georgia
$13M
3
RVPG
3
Relative Value Partners Group
$3.69M
4
CS
4
Credit Suisse
Switzerland
$1.47M
5
Wells Fargo
5
Wells Fargo
California
$1.6M

Top Sellers

1
CIA
1
Capital Investment Advisors
Georgia
$1.62M
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
HNB
3
Huntington National Bank
Ohio
$0
4
TAM
4
Trust Asset Management
Texas
$0
5
AA
5
AQR Arbitrage
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
26
Horizon Kinetics
New York
$546K -$41.7K -3,700 -7%
NPC
27
National Planning Corporation
California
$442K -$38.2K -3,350 -8%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$384K +$105K +9,317 +38%
Ameriprise
29
Ameriprise
Minnesota
$375K +$20.9K +1,849 +6%
COLIM
30
City of London Investment Management
United Kingdom
$305K – – –
GWM
31
Greenwich Wealth Management
Connecticut
$185K -$2.6K -230 -1%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$177K -$19.3K -1,715 -10%
WS
33
Wedbush Securities
California
$171K – – –
DS
34
DRW Securities
Illinois
$165K -$377K -33,397 -70%
UBS Group
35
UBS Group
Switzerland
$157K -$653 -58 -0.4%
SWP
36
Stratos Wealth Partners
Ohio
$125K – – –
USGIU
37
U.S. Global Investors (USGI)
Texas
$92K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$91K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$66K – – –
IA
40
IFP Advisors
Florida
$65K +$57.9K +5,119 +819%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$43K +$224 +20 +0.5%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$23K -$17.3K -1,500 -43%
SCM
43
Southport Capital Management
Tennessee
$23K +$23K +2,000 New
GWM
44
Geneos Wealth Management
Colorado
$22K – – –
WP
45
WealthPLAN Partners
Nebraska
$17.2K +$17.2K +1,525 New
MFS
46
MSI Financial Services
Massachusetts
$12K -$5.5K -504 -31%
WOC
47
West Oak Capital
California
$11.3K +$11.3K +1,000 New
CPIG
48
Chicago Partners Investment Group
Illinois
$9K – – –
Creative Planning
49
Creative Planning
Kansas
$7K +$1.17K +100 +20%
PCM
50
Penserra Capital Management
California
$3K – – –
1
2
3