PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

59 hedge funds and large institutions have $106M invested in Pioneer Floating Rate Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
-5
Holders Change %
-7.81%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
21
Reduced
22
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$12M
2
AAM
Advisors Asset Management
Colorado
$5.97M
3
YMRC
Yorktown Management & Research Company
Virginia
$2.89M
4
Wells Fargo
Wells Fargo
California
$811K
5
CS
Credit Suisse
Switzerland
$628K

Top Sellers

1
TAM
Trust Asset Management
Texas
$844K
2
Bank of America
Bank of America
North Carolina
$2.25M
3
USGIU
U.S. Global Investors (USGI)
Texas
$90K
4
HNB
Huntington National Bank
Ohio
$891K
5
RCM
Robinson Capital Management
Michigan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WIA
26
Westbourne Investment Advisors
Maryland
$620K +$24.6K +2,200 +4%
HK
27
Horizon Kinetics
New York
$584K -$34.5K -3,081 -6%
DS
28
DRW Securities
Illinois
$537K -$308K -27,534 -36%
NPC
29
National Planning Corporation
California
$464K -$27K -2,450 -5%
Ameriprise
30
Ameriprise
Minnesota
$351K -$16.9K -1,509 -5%
SG Americas Securities
31
SG Americas Securities
New York
$337K -$295K -26,404 -47%
COLIM
32
City of London Investment Management
United Kingdom
$303K +$303K +27,017 New
LCM
33
Landscape Capital Management
New Jersey
$281K -$399K -35,609 -59%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$277K +$277K +24,789 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$196K +$5.73K +509 +3%
GWM
36
Greenwich Wealth Management
Connecticut
$186K – – –
WS
37
Wedbush Securities
California
$170K – – –
UBS Group
38
UBS Group
Switzerland
$157K -$3.34K -298 -2%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$135K +$1.26K +113 +0.9%
SWP
40
Stratos Wealth Partners
Ohio
$124K – – –
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$103K +$53.8K +4,818 +109%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$91K – – –
USGIU
43
U.S. Global Investors (USGI)
Texas
$90K -$897K -79,701 -91%
CK
44
Carnick & Kubik
Colorado
$75K +$75K +6,693 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$66K – – –
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$43K +$43K +3,823 New
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$39K +$9.19K +825 +31%
GWM
48
Geneos Wealth Management
Colorado
$22K +$22K +2,005 New
MFS
49
MSI Financial Services
Massachusetts
$18K -$25.6K -2,280 -59%
CPIG
50
Chicago Partners Investment Group
Illinois
$9K – – –
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2
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