PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

64 hedge funds and large institutions have $95.3M invested in Pioneer Floating Rate Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+12
Holders Change %
+23.08%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
19
Increased
21
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$2.39M
2
FIMG
2
Financial & Investment Management Group
Michigan
$5.19M
3
AAM
3
Advisors Asset Management
Colorado
$4.16M
4
SG Americas Securities
4
SG Americas Securities
New York
$613K
5
Bessemer Group
5
Bessemer Group
New Jersey
$7.46M

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.75M
2
GC
2
Guggenheim Capital
Illinois
$6.6M
3
HNB
3
Huntington National Bank
Ohio
$528K
4
Morgan Stanley
4
Morgan Stanley
New York
$7.85M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.92M
Name Holding Trade Value Shares
Change 		Shares
Change %
WIA
26
Westbourne Investment Advisors
Maryland
$577K -$110K -10,143 -16%
HNB
27
Huntington National Bank
Ohio
$528K -$551K – –
RCM
28
Robinson Capital Management
Michigan
$523K +$523K +48,163 New
PPA
29
Parametric Portfolio Associates
Washington
$509K +$509K +46,878 New
NPC
30
National Planning Corporation
California
$462K -$20.7K -2,000 -4%
Squarepoint
31
Squarepoint
New York
$430K +$430K +39,600 New
SFS
32
Shaker Financial Services
Virginia
$397K +$397K +36,611 New
Ameriprise
33
Ameriprise
Minnesota
$357K +$2.21K +204 +0.6%
FAAS
34
First Allied Advisory Services
California
$351K +$188K +17,459 +115%
CC
35
Caxton Corporation
New Jersey
$321K -$32.9K -3,034 -9%
DA
36
Doliver Advisors
Texas
$316K +$316K +29,160 New
WAM
37
Weiss Asset Management
Massachusetts
$231K +$231K +21,336 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$184K +$49.7K +4,564 +37%
GWM
39
Greenwich Wealth Management
Connecticut
$180K +$180K +16,612 New
WS
40
Wedbush Securities
California
$165K -$8.7K -800 -5%
UBS Group
41
UBS Group
Switzerland
$155K -$58.5K -5,395 -27%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$130K -$5.15K -474 -4%
SWP
43
Stratos Wealth Partners
Ohio
$120K -$4.44K -411 -4%
Wells Fargo
44
Wells Fargo
California
$115K -$45.3K -4,187 -28%
USGIU
45
U.S. Global Investors (USGI)
Texas
$88K +$80K +79,701 +996%
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$87K +$85.8K +8,000 +7,273%
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$64K – – –
IA
48
IFP Advisors
Florida
$58K +$58K +5,379 New
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$48K +$1.15K +106 +2%
MFS
50
MSI Financial Services
Massachusetts
$42K +$25.2K +2,334 +151%
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