PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

45 hedge funds and large institutions have $82.2M invested in Pioneer Floating Rate Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
17
Reduced
13
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.3M
2
Bank of America
2
Bank of America
North Carolina
$3.21M
3
HNB
3
Huntington National Bank
Ohio
$891K
4
TAM
4
Trust Asset Management
Texas
$4.45M
5
MIG
5
Mariner Investment Group
New York
$5.05M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$11.3M
2
Invesco
2
Invesco
Georgia
$3.25M
3
AAM
3
Advisors Asset Management
Colorado
$1.16M
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$0
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CC
26
Caxton Corporation
New Jersey
$382K +$382K +32,874 New
PIA
27
Peachtree Investment Advisors
Georgia
$244K – – –
Citigroup
28
Citigroup
New York
$236K +$197K +16,946 +500%
YMRC
29
Yorktown Management & Research Company
Virginia
$227K +$227K +19,500 New
SFS
30
Shaker Financial Services
Virginia
$215K +$215K +18,500 New
WS
31
Wedbush Securities
California
$209K +$233 +20 +0.1%
Wells Fargo
32
Wells Fargo
California
$198K -$35.3K -3,045 -15%
SWP
33
Stratos Wealth Partners
Ohio
$157K -$1.17K -100 -0.7%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$118K +$395 +34 +0.3%
USGIU
35
U.S. Global Investors (USGI)
Texas
$93K – – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$75K -$9.61K -824 -11%
TRCT
37
Tower Research Capital (TRC)
New York
$42K +$42K +3,575 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$32K +$14.5K +1,248 +83%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$23K – – –
MFS
40
MSI Financial Services
Massachusetts
$12K +$12K +999 New
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$11K – – –
RIA
42
Regal Investment Advisors
Michigan
$2K – – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$1K +$1K +110 New
AIG
44
American International Group
New York
$756 -$14.6K -1,259 -95%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
– -$609K -53,474 Closed
AQR Capital Management
46
AQR Capital Management
Connecticut
– -$598K -52,529 Closed
ACM
47
Aviance Capital Management
Florida
– -$562K -49,374 Closed
VKH
48
Virtu KCG Holdings
New York
– -$544K -47,814 Closed
SG Americas Securities
49
SG Americas Securities
New York
– -$461K -40,529 Closed
CAS
50
CTC Alternative Strategies
Illinois
– -$304K -26,700 Closed
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