PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

49 hedge funds and large institutions have $76M invested in Pioneer Floating Rate Fund in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+8
Holders Change %
+19.51%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
17
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
Mariner Investment Group
New York
$4.14M
2
Morgan Stanley
Morgan Stanley
New York
$8.08M
3
DS
DRW Securities
Illinois
$1.9M
4
FIMG
Financial & Investment Management Group
Michigan
$1.68M
5
TAM
Trust Asset Management
Texas
$3.5M

Top Sellers

1
GC
Guggenheim Capital
Illinois
$12.1M
2
AAM
Advisors Asset Management
Colorado
$1.73M
3
HNB
Huntington National Bank
Ohio
$872K
4
KSCM
Kamunting Street Capital Management
Florida
$211K
5
RTS
Round Table Services
New Jersey
$1.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
SG Americas Securities
26
SG Americas Securities
New York
$461K +$461K +40,529 New
UBS Group
27
UBS Group
Switzerland
$454K +$454K +39,883 New
Ameriprise
28
Ameriprise
Minnesota
$370K -$12.4K -1,088 -3%
CAS
29
CTC Alternative Strategies
Illinois
$304K +$304K +26,700 New
DA
30
Doliver Advisors
Texas
$257K -$95.3K -8,380 -27%
PIA
31
Peachtree Investment Advisors
Georgia
$239K +$68.3K +6,000 +40%
Wells Fargo
32
Wells Fargo
California
$229K -$62.7K -5,501 -21%
KSCM
33
Kamunting Street Capital Management
Florida
$211K -$473K -41,619 -69%
WS
34
Wedbush Securities
California
$204K +$216 +19 +0.1%
LCM
35
Landscape Capital Management
New Jersey
$164K +$164K +14,438 New
SWP
36
Stratos Wealth Partners
Ohio
$153K +$153K +13,468 New
RCM
37
Rivernorth Capital Management
Florida
$145K +$145K +12,707 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$115K -$19.6K -1,721 -15%
TC
39
TradeLink Capital
Illinois
$94K +$94K +8,300 New
USGIU
40
U.S. Global Investors (USGI)
Texas
$91K – – –
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$82K +$18.2K +1,609 +28%
Citigroup
42
Citigroup
New York
$38K +$13K +1,162 +52%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$23K – – –
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$17K +$17K +1,500 New
AIG
45
American International Group
New York
$15.1K +$14.3K +1,259 +1,937%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$11K – – –
NES
47
New England Securities
New York
$11K – – –
FCCM
48
First City Capital Management
Georgia
$8.55K – – –
BCC
49
Bain Capital Credit
Massachusetts
$4.62K +$1.81K +158,856 +64%
RIA
50
Regal Investment Advisors
Michigan
$2K – – –
1
2
3