PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

41 hedge funds and large institutions have $71.6M invested in Pioneer Floating Rate Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCC
1
Bain Capital Credit
Massachusetts
$2.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.29M
3
Bessemer Group
3
Bessemer Group
New Jersey
$7.34M
4
GI
4
Gradient Investments
Minnesota
$1.83M
5
MIG
5
Mariner Investment Group
New York
$251K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$4.24M
2
GC
2
Guggenheim Capital
Illinois
$15.1M
3
PPA
3
Parametric Portfolio Associates
Washington
$0
4
NPC
4
National Planning Corporation
California
$556K
5
RJA
5
Raymond James & Associates
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MIG
26
Mariner Investment Group
New York
$251K +$251K +21,397 New
WS
27
Wedbush Securities
California
$211K -$4.48K -381 -2%
PIA
28
Peachtree Investment Advisors
Georgia
$176K +$176K +15,000 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$139K -$71.6K -6,100 -34%
AQR Capital Management
30
AQR Capital Management
Connecticut
$133K +$133K +11,320 New
USGIU
31
U.S. Global Investors (USGI)
Texas
$94K +$94K +8,000 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$66K -$4.1K -351 -6%
Citigroup
33
Citigroup
New York
$26K -$48K -4,104 -65%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$24K – – –
MPWT
35
MassMutual Private Wealth & Trust
Connecticut
$23.5K – – –
NES
36
New England Securities
New York
$12K – – –
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$11K – – –
FCCM
38
First City Capital Management
Georgia
$8.82K – – –
TRCT
39
Tower Research Capital (TRC)
New York
$4K -$1.33K -100 -25%
RIA
40
Regal Investment Advisors
Michigan
$2K – – –
AIG
41
American International Group
New York
$764 – – –
PPA
42
Parametric Portfolio Associates
Washington
– -$548K -43,955 Closed
RJA
43
Raymond James & Associates
Florida
– -$395K -31,716 Closed
KFS
44
KMS Financial Services
Washington
– -$125K -10,000 Closed
WAM
45
Wolverine Asset Management
Illinois
– -$100K -8,021 Closed
US Bancorp
46
US Bancorp
Minnesota
– -$87K -7,000 Closed
MA
47
MUFG Americas
New York
– -$1K -71 Closed
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