PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

40 hedge funds and large institutions have $69.6M invested in Pioneer Floating Rate Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
11
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
$10.8M
2
PPA
Parametric Portfolio Associates
Washington
$2M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$506K
4
Bank of America
Bank of America
North Carolina
$1.98M
5
RTS
Round Table Services
New Jersey
$448K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$21.3M
2
AAM
Advisors Asset Management
Colorado
$10M
3
Cohen & Steers
Cohen & Steers
New York
$1.62M
4
U
UBS
Switzerland
$991K
5
B
Baird
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
KFS
26
KMS Financial Services
Washington
$127K +$127K +10,000 New
USGIU
27
U.S. Global Investors (USGI)
Texas
$101K – – –
UGIF
28
US Global Investors Funds
Maine
$101K +$101K +8,000 New
US Bancorp
29
US Bancorp
Minnesota
$89K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$83K +$7.05K +552 +9%
TRCT
31
Tower Research Capital (TRC)
New York
$42K +$20.8K +1,657 +98%
Citigroup
32
Citigroup
New York
$29K -$27.6K -2,174 -49%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$25K – – –
WCM
34
Windsor Capital Management
Arizona
$24K – – –
NES
35
New England Securities
New York
$13K +$8.52K +655 +190%
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$12K – – –
RIA
37
Regal Investment Advisors
Michigan
$3K -$5.13K -342 -63%
MA
38
MUFG Americas
New York
$2K +$2K +119 New
AIG
39
American International Group
New York
$827 – – –
B
40
Baird
Wisconsin
– -$729K -58,054 Closed
DA
41
Doliver Advisors
Texas
– -$188K -14,974 Closed
ICOA
42
Investment Centers of America
North Dakota
– -$182K -14,520 Closed
PFO
43
Pathstone Family Office
New Jersey
– -$43K -3,271 Closed
WAM
44
Wolverine Asset Management
Illinois
– -$36K -2,923 Closed
Creative Planning
45
Creative Planning
Kansas
– -$13K -1,000 Closed
MFS
46
MSI Financial Services
Massachusetts
– -$1K -100 Closed
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
– -$1K -100 Closed
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