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PennantPark Floating Rate Capital

134 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2026 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 48 increasing their positions, 32 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 32

9% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 23

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 136134 (-2)

1.64% less ownership

Funds ownership: 22.47%20.83% (-1.6%)

20% less capital invested

Capital invested by funds: $208M → $166M (-$41.8M)

69% less call options, than puts

Call options by funds: $675K | Put options by funds: $2.15M

Holders
134
Holders Change
-2
Holders Change %
-1.47%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
25
Increased
48
Reduced
32
Closed
23
Calls
$675K
Puts
$2.15M
Net Calls
-$1.47M
Net Calls Change
+$1.01M
Name Holding Trade Value Shares
Change
Change in
Stake
WS
51
Wedbush Securities
California
$265K -$55.4K -6,300 -16%
FCH
52
Freestone Capital Holdings
Washington
$234K +$17.6K +2,000 +7%
GG
53
Greenwood Gearhart
Arkansas
$233K +$255K +29,000 New
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$222K +$49K +5,576 +25%
C
55
Certuity
Florida
$214K
SFC
56
Strategic Financial Concepts
Texas
$211K +$231K +26,239 New
BHCM
57
Brevan Howard Capital Management
Jersey
$205K -$37.5K -4,268 -14%
EFG
58
Ethos Financial Group
Pennsylvania
$198K
Wells Fargo
59
Wells Fargo
California
$196K -$1.12M -127,173 -84%
CWM
60
Cornerstone Wealth Management
Missouri
$182K -$104K -11,809 -34%
AWM
61
AE Wealth Management
Kansas
$181K +$3.76K +428 +2%
M&T Bank
62
M&T Bank
New York
$176K
PNFS
63
PW Nova Financial Services
Pennsylvania
$173K +$90K +10,238 +91%
BIA
64
Beacon Investment Advisors
Maryland
$172K +$3.78K +430 +2%
AWM
65
Avior Wealth Management
Nebraska
$167K +$182K +20,751 New
CA
66
Calton & Associates
Florida
$165K +$62.2K +7,073 +52%
Mariner
67
Mariner
Kansas
$162K +$79K +8,985 +80%
Raymond James Financial
68
Raymond James Financial
Florida
$155K +$6K +682 +4%
Squarepoint
69
Squarepoint
New York
$149K +$163K +18,492 New
WCM
70
Westend Capital Management
California
$138K +$150K +17,118 New
TSS
71
Two Sigma Securities
New York
$136K +$149K +16,896 New
SAI
72
Savvy Advisors Inc
New York
$130K +$142K +16,178 New
VA
73
VestGen Advisors
Illinois
$127K
SS
74
Sunbelt Securities
Texas
$126K
MFS
75
Mirabella Financial Services
United Kingdom
$117K +$128K +14,598 New