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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
476
Toth Financial Advisory
Virginia
-$482K -10,721 Closed
DIA
477
Dana Investment Advisors
Wisconsin
-$10.1K -10,070 Closed
Jane Street
478
Jane Street
New York
-$436K -9,692 Closed
WCM
479
Windsor Capital Management
Arizona
-$429K -9,544 Closed
MLL
480
Moody Lynn & Lieberson
Massachusetts
-$391K -8,693 Closed
ECM
481
ETrade Capital Management
Virginia
-$319K -7,091 Closed
AAM
482
Aureus Asset Management
Massachusetts
-$315K -7,000 Closed
FAAS
483
First Allied Advisory Services
California
-$296K -6,560 Closed
EMG
484
Ellington Management Group
Connecticut
-$265K -5,900 Closed
AIP
485
Ameritas Investment Partners
Nebraska
-$227K -5,048 Closed
FAT
486
First American Trust
California
-$225K -5,000 Closed
AWA
487
Arete Wealth Advisors
Illinois
-$225K -4,994 Closed
FMWA
488
Forvis Mazars Wealth Advisors
Missouri
-$220K -4,885 Closed
V
489
Veritable
Delaware
-$213K -4,734 Closed
SI
490
Sentry Investments
Ontario, Canada
-$211 -4,700 Closed
QIM
491
Quest Investment Management
Oregon
-$207K -4,600 Closed
MF
492
Magnetar Financial
Illinois
-$207K -4,599 Closed
FNT
493
First National Trust
Pennsylvania
-$204K -4,517 Closed
GHA
494
GW Henssler & Associates
Georgia
-$200K -4,450 Closed
SEC
495
Seven Eight Capital
New York
-$182K -4,046 Closed
Parallax Volatility Advisers
496
Parallax Volatility Advisers
California
-$97.4K -2,531 Closed
NIMI
497
Natixis Investment Managers International
France
-$95K -2,112 Closed
CG
498
Colony Group
Massachusetts
-$63K -1,401 Closed
ST
499
Spot Trading
Illinois
-$58K -1,283 Closed
AIA
500
Allegis Investment Advisors
Idaho
-$46K -1,022 Closed

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.