ETrade Capital Management’s Principal Financial Group PFG Stock Holding History

ETrade Capital Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,716	Closed	-$327K	–	830
2019 Q3	$327K	Buy	5,716 +46	+0.8%	+$2.59K	0.01%	657
2019 Q2	$328K	Buy	5,670 +127	+2%	+$7K	0.01%	659
2019 Q1	$278K	Buy	5,543 +20	+0.4%	+$991	0.01%	695
2018 Q4	$244K	Buy	+5,523	New	+$272K	0.01%	678
2018 Q2	–	Sell	-4,817	Closed	-$293K	–	810
2018 Q1	$293K	Buy	4,817 +289	+6%	+$19K	0.01%	634
2017 Q4	$320K	Sell	4,528 -653	-13%	-$45K	0.01%	612
2017 Q3	$333K	Buy	5,181 +978	+23%	+$62.9K	0.01%	563
2017 Q2	$269K	Buy	+4,203	New	+$267K	0.01%	599
2016 Q1	–	Sell	-7,091	Closed	-$319K	–	478
2015 Q4	$319K	Buy	7,091 +1,184	+20%	+$57.8K	0.02%	368
2015 Q3	$280K	Buy	+5,907	New	+$306K	0.02%	375

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

ETrade Capital Management's PFG Position: Q4 2019 in Review

ETrade Capital Management sold out of Principal Financial Group (PFG) in Q4 2019, closing a stake of 5,716 shares — an estimated $327K sold.

ETrade Capital Management first reported a position in PFG in Q3 2015 and held it in 10 quarters. The position peaked at $333K in Q3 2017. 613 funds tracked by Wall St. Rank hold PFG as of Q4 2019.

ETrade Capital Management reported no remaining Principal Financial Group position as of Q4 2019 after selling out during the quarter.
ETrade Capital Management sold 5,716 Principal Financial Group shares in Q4 2019, an estimated $327K.
ETrade Capital Management first reported a position in Principal Financial Group in Q3 2015 and held it in 10 quarters.
ETrade Capital Management's Principal Financial Group position peaked at $333K in Q3 2017.
613 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2019.

Based on ETrade Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.