Aureus Asset Management’s Principal Financial Group PFG Stock Holding History

Aureus Asset Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-7,000	Closed	-$288K	–	154
2016 Q2	$288K	Buy	+7,000	New	+$295K	0.06%	93
2016 Q1	–	Sell	-7,000	Closed	-$315K	–	138
2015 Q4	$315K	Sell	7,000 -1,000	-13%	-$48.8K	0.07%	98
2015 Q3	$379K	Hold	8,000	–	–	0.09%	99
2015 Q2	$410K	Sell	8,000 -1,130	-12%	-$58.6K	0.09%	109
2015 Q1	$469K	Sell	9,130 -500	-5%	-$25.1K	0.11%	92
2014 Q4	$500K	Hold	9,630	–	–	0.12%	86
2014 Q3	$505K	Hold	9,630	–	–	0.13%	76
2014 Q2	$486K	Buy	9,630 +1,130	+13%	+$53.2K	0.12%	82
2014 Q1	$391K	Buy	+8,500	New	+$389K	0.1%	106

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Aureus Asset Management's PFG Position: Q3 2016 in Review

Aureus Asset Management sold out of Principal Financial Group (PFG) in Q3 2016, closing a stake of 7,000 shares — an estimated $288K sold.

Aureus Asset Management first reported a position in PFG in Q1 2014 and held it in 9 quarters. The position peaked at $505K in Q3 2014. 477 funds tracked by Wall St. Rank hold PFG as of Q3 2016.

Aureus Asset Management reported no remaining Principal Financial Group position as of Q3 2016 after selling out during the quarter.
Aureus Asset Management sold 7,000 Principal Financial Group shares in Q3 2016, an estimated $288K.
Aureus Asset Management first reported a position in Principal Financial Group in Q1 2014 and held it in 9 quarters.
Aureus Asset Management's Principal Financial Group position peaked at $505K in Q3 2014.
477 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2016.

Based on Aureus Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.