Ellington Management Group’s Principal Financial Group PFG Stock Holding History

Ellington Management Group’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,100	Closed	-$237K	–	742
2019 Q2	$237K	Buy	+4,100	New	+$226K	0.04%	427
2018 Q2	–	Sell	-16,900	Closed	-$1.03M	–	759
2018 Q1	$1.03M	Buy	16,900 +13,000	+333%	+$855K	0.07%	189
2017 Q4	$275K	Buy	+3,900	New	+$269K	0.05%	394
2016 Q4	–	Sell	-23,600	Closed	-$1.22M	–	745
2016 Q3	$1.22M	Buy	23,600 +17,500	+287%	+$818K	0.34%	46
2016 Q2	$251K	Buy	+6,100	New	+$257K	0.35%	87
2016 Q1	–	Sell	-5,900	Closed	-$265K	–	648
2015 Q4	$265K	Sell	5,900 -3,700	-39%	-$181K	0.09%	328
2015 Q3	$454K	Buy	9,600 +1,400	+17%	+$72.5K	0.13%	251
2015 Q2	$421K	Buy	+8,200	New	+$425K	0.1%	304

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Ellington Management Group's PFG Position: Q3 2019 in Review

Ellington Management Group sold out of Principal Financial Group (PFG) in Q3 2019, closing a stake of 4,100 shares — an estimated $237K sold.

Ellington Management Group first reported a position in PFG in Q2 2015 and held it in 8 quarters. The position peaked at $1.22M in Q3 2016. 615 funds tracked by Wall St. Rank hold PFG as of Q3 2019.

Ellington Management Group reported no remaining Principal Financial Group position as of Q3 2019 after selling out during the quarter.
Ellington Management Group sold 4,100 Principal Financial Group shares in Q3 2019, an estimated $237K.
Ellington Management Group first reported a position in Principal Financial Group in Q2 2015 and held it in 8 quarters.
Ellington Management Group's Principal Financial Group position peaked at $1.22M in Q3 2016.
615 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2019.

Based on Ellington Management Group's 13F filing for Q3 2019, filed 14 Nov 2019.