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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
FI
451
FormulaFolio Investments
Michigan
-$1.08M -21,065 Closed
VKH
452
Virtu KCG Holdings
New York
-$824K -16,062 Closed
MSU
453
Maple Securities USA
New Jersey
-$819K -15,966 Closed
SFP
454
Santa Fe Partners
New Mexico
-$607K -11,815 Closed
LOAMS
455
Lombard Odier Asset Management (Switzerland)
Switzerland
-$502K -9,780 Closed
UOC
456
UBS O'Connor
Illinois
-$412K -8,030 Closed
DTL
457
Dynamic Technology Lab
Singapore
-$385K -7,511 Closed
SLAM
458
Swiss Life Asset Management
-$360K -7,020 Closed
TH
459
Timber Hill
Connecticut
-$327K -6,312 Closed
LP
460
LMR Partners
United Kingdom
-$319K -6,222 Closed
BMC
461
Benin Management Corp
Connecticut
-$303K -5,900 Closed
FHC
462
First Heartland Consultants
Missouri
-$233 -4,535 Closed
Connor, Clark & Lunn Investment Management (CC&L)
463
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$221K -4,300 Closed
PC
464
Passport Capital
California
-$219K -4,264 Closed
GAM
465
Gotham Asset Management
New York
-$214K -4,177 Closed
WB
466
WesBanco Bank
West Virginia
-$212K -4,124 Closed
PAG
467
Private Advisor Group
New Jersey
-$208K -4,074 Closed
HIS
468
Horizon Investment Services
Indiana
-$200K -3,900 Closed
EA
469
Euclid Advisors
Connecticut
-$140K -2,737 Closed
AGM
470
Alpine Global Management
New York
-$115K -2,240 Closed
PCM
471
Prelude Capital Management
New York
-$25K -488 Closed
ECM
472
Element Capital Management
New York
-$20.5K -400 Closed
Parallax Volatility Advisers
473
Parallax Volatility Advisers
California
-$17.5K -338 Closed
SC
474
Searle & Co
Connecticut
-$14K -289 Closed
BBHC
475
Brown Brothers Harriman & Co
New York
-$14K -270 Closed

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.