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Maple Securities USA’s Principal Financial Group PFG Stock Holding History

Maple Securities USA’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-15,966
Closed -$819K – 145
2015
Q2 		$819K Buy
+15,966
New +$828K 0.08% 86
2014
Q1 		– Sell
-41,923
Closed -$2.07M – 313
2013
Q4 		$2.07M Buy
+41,923
New +$1.99M 0.15% 59
2013
Q3 		– Sell
-108,368
Closed -$4.06M – 493
2013
Q2 		$4.06M Buy
+108,368
New +$3.96M 0.37% 62

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Maple Securities USA's PFG Position: Q3 2015 in Review

Maple Securities USA sold out of Principal Financial Group (PFG) in Q3 2015, closing a stake of 15,966 shares — an estimated $819K sold.

Maple Securities USA first reported a position in PFG in Q2 2013 and held it in 3 quarters. The position peaked at $4.06M in Q2 2013. 441 funds tracked by Wall St. Rank hold PFG as of Q3 2015.

  • Maple Securities USA reported no remaining Principal Financial Group position as of Q3 2015 after selling out during the quarter.
  • Maple Securities USA sold 15,966 Principal Financial Group shares in Q3 2015, an estimated $819K.
  • Maple Securities USA first reported a position in Principal Financial Group in Q2 2013 and held it in 3 quarters.
  • Maple Securities USA's Principal Financial Group position peaked at $4.06M in Q2 2013.
  • 441 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2015.

Based on Maple Securities USA's 13F filing for Q3 2015, filed 3 Nov 2015.