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UBS O'Connor’s Principal Financial Group PFG Stock Holding History

UBS O'Connor’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-16,060
Closed -$824K – 704
2015
Q2 		$824K Buy
+16,060
New +$833K 0.01% 633

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS O'Connor's PFG Position: Q3 2015 in Review

UBS O'Connor sold out of Principal Financial Group (PFG) in Q3 2015, closing a stake of 16,060 shares — an estimated $824K sold.

UBS O'Connor first reported a position in PFG in Q2 2015 and held it in 1 quarter. The position peaked at $824K in Q2 2015. 442 funds tracked by Wall St. Rank hold PFG as of Q3 2015.

  • UBS O'Connor reported no remaining Principal Financial Group position as of Q3 2015 after selling out during the quarter.
  • UBS O'Connor sold 16,060 Principal Financial Group shares in Q3 2015, an estimated $824K.
  • UBS O'Connor first reported a position in Principal Financial Group in Q2 2015 and held it in 1 quarter.
  • UBS O'Connor's Principal Financial Group position peaked at $824K in Q2 2015.
  • 442 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2015.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.