Santa Fe Partners’s Principal Financial Group PFG Stock Holding History

Santa Fe Partners’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,815	Closed	-$607K	–	549
2015 Q2	$607K	Sell	11,815 -1,568	-12%	-$81.4K	0.08%	353
2015 Q1	$687K	Sell	13,383 -21,248	-61%	-$1.07M	0.08%	359
2014 Q4	$1.8M	Buy	+34,631	New	+$1.8M	0.23%	190
2014 Q3	–	Sell	-22,094	Closed	-$1.11M	–	575
2014 Q2	$1.11M	Sell	22,094 -34,002	-61%	-$1.6M	0.17%	251
2014 Q1	$2.58M	Buy	56,096 +12,779	+30%	+$585K	0.37%	99
2013 Q4	$2.14M	Buy	43,317 +8,363	+24%	+$397K	0.35%	113
2013 Q3	$1.5M	Buy	+34,954	New	+$1.46M	0.29%	154

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Santa Fe Partners's PFG Position: Q3 2015 in Review

Santa Fe Partners sold out of Principal Financial Group (PFG) in Q3 2015, closing a stake of 11,815 shares — an estimated $607K sold.

Santa Fe Partners first reported a position in PFG in Q3 2013 and held it in 7 quarters. The position peaked at $2.58M in Q1 2014. 442 funds tracked by Wall St. Rank hold PFG as of Q3 2015.

Santa Fe Partners reported no remaining Principal Financial Group position as of Q3 2015 after selling out during the quarter.
Santa Fe Partners sold 11,815 Principal Financial Group shares in Q3 2015, an estimated $607K.
Santa Fe Partners first reported a position in Principal Financial Group in Q3 2013 and held it in 7 quarters.
Santa Fe Partners's Principal Financial Group position peaked at $2.58M in Q1 2014.
442 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2015.

Based on Santa Fe Partners's 13F filing for Q3 2015, filed 12 Nov 2015.