Prelude Capital Management’s Principal Financial Group PFG Stock Holding History

Prelude Capital Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-978	Closed	-$39K	–	1814
2020 Q3	$39K	Sell	978 -1,084	-53%	-$46.2K	﹤0.01%	1186
2020 Q2	$86K	Buy	+2,062	New	+$75.2K	﹤0.01%	998
2019 Q4	–	Sell	-1,485	Closed	-$85K	–	2170
2019 Q3	$85K	Buy	+1,485	New	+$83.6K	﹤0.01%	1004
2019 Q2	–	Sell	-1,385	Closed	-$76.3K	–	2041
2019 Q1	$70K	Buy	1,385 +802	+138%	+$39.7K	﹤0.01%	1037
2018 Q4	$26K	Buy	+583	New	+$28.7K	﹤0.01%	1210
2018 Q2	–	Sell	-17,315	Closed	-$1.01M	–	1873
2018 Q1	$1.05M	Buy	+17,315	New	+$1.14M	0.08%	268
2017 Q3	–	Sell	-243	Closed	-$16K	–	1838
2017 Q2	$16K	Buy	+243	New	+$15.4K	﹤0.01%	1311
2015 Q3	–	Sell	-488	Closed	-$25K	–	1709
2015 Q2	$25K	Buy	+488	New	+$25.3K	﹤0.01%	1314
2015 Q1	–	Sell	-80	Closed	-$4K	–	2112
2014 Q4	$4K	Sell	80 -580	-88%	-$30.1K	﹤0.01%	1843
2014 Q3	$35K	Buy	+660	New	+$34.5K	﹤0.01%	1551

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Prelude Capital Management's PFG Position: Q4 2020 in Review

Prelude Capital Management sold out of Principal Financial Group (PFG) in Q4 2020, closing a stake of 978 shares — an estimated $39K sold.

Prelude Capital Management first reported a position in PFG in Q3 2014 and held it in 10 quarters. The position peaked at $1.05M in Q1 2018. 620 funds tracked by Wall St. Rank hold PFG as of Q4 2020.

Prelude Capital Management reported no remaining Principal Financial Group position as of Q4 2020 after selling out during the quarter.
Prelude Capital Management sold 978 Principal Financial Group shares in Q4 2020, an estimated $39K.
Prelude Capital Management first reported a position in Principal Financial Group in Q3 2014 and held it in 10 quarters.
Prelude Capital Management's Principal Financial Group position peaked at $1.05M in Q1 2018.
620 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2020.

Based on Prelude Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.