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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
MAM
351
Mizuho Asset Management
Japan
$29K
PMFA
352
Plante Moran Financial Advisors
Michigan
$29K
QAM
353
QCI Asset Management
New York
$29K
TCM
354
Tradewinds Capital Management
Washington
$29K
BBPWM
355
Blue Bell Private Wealth Management
Pennsylvania
$28K
EFSCE
356
Enterprise Financial Services Corp (EFSC)
Missouri
$27K -$41.1K -899 -61%
FFC
357
First Financial Corp
Indiana
$27K +$12.1K +265 +84%
SJ
358
Stilwell Joseph
$25K
FNBT
359
FineMark National Bank & Trust
Florida
$24K
MFS
360
MSI Financial Services
Massachusetts
$23K
HRC
361
Hoertkorn Richard Charles
$21K
WEC
362
Winslow Evans & Crocker
Massachusetts
$20.1K -$778 -17 -4%
PSI
363
Pinnacle Summer Investments
Virginia
$19K +$18.1K +396 New
VIA
364
Vantage Investment Advisors
Pennsylvania
$18K
RNS
365
Robert N. Shapiro
$16K
HCP
366
Holt Capital Partners
Texas
$14K
Northwestern Mutual Wealth Management
367
Northwestern Mutual Wealth Management
Wisconsin
$14K
WT
368
Whittier Trust
California
$14K +$13.7K +300 New
GAM
369
Gemmer Asset Management
California
$14K +$14.1K +309 New
Manulife (Manufacturers Life Insurance)
370
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12.6K +$308K +6,726 +3%
BBHC
371
Brown Brothers Harriman & Co
New York
$12K
TAM
372
Tocqueville Asset Management
New York
$11K -$4.71K -103 -29%
ACS
373
Archford Capital Strategies
Illinois
$10.4K +$10.3K +226 New
CFA
374
Carroll Financial Associates
North Carolina
$10K
OSNBOA
375
Old Second National Bank of Aurora
Illinois
$10K

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.