Tocqueville Asset Management’s Principal Financial Group PFG Stock Holding History

Tocqueville Asset Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$244K	Sell	2,262 -138	-6%	-$14K	﹤0.01%	517
2026 Q1	$216K	Buy	+2,400	New	+$219K	﹤0.01%	524
2017 Q2	–	Sell	-3,208	Closed	-$202K	–	821
2017 Q1	$202K	Sell	3,208 -310	-9%	-$18.9K	﹤0.01%	760
2016 Q4	$204K	Buy	+3,518	New	+$197K	﹤0.01%	762
2014 Q3	–	Sell	-255	Closed	-$13K	–	1157
2014 Q2	$13K	Buy	255 +8	+3%	+$377	﹤0.01%	1505
2014 Q1	$11K	Sell	247 -103	-29%	-$4.71K	﹤0.01%	1172
2013 Q4	$17K	Buy	+350	New	+$16.6K	﹤0.01%	1148

Other funds holding PFG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Tocqueville Asset Management's PFG Position: Q2 2026 in Review

Tocqueville Asset Management reduced its Principal Financial Group (PFG) stake by 5.8% in Q2 2026, selling an estimated $14K and leaving 2,262 shares worth $244K. The position accounts for ﹤0.01% of the portfolio, ranked #517.

Tocqueville Asset Management first reported a position in PFG in Q4 2013 and has held it in 7 quarters since. 951 funds tracked by Wall St. Rank hold PFG as of Q2 2026.

Tocqueville Asset Management held 2,262 shares of Principal Financial Group worth $244K as of Q2 2026.
Tocqueville Asset Management sold 138 Principal Financial Group shares in Q2 2026, an estimated $14K.
Principal Financial Group made up ﹤0.01% of Tocqueville Asset Management's portfolio in Q2 2026, its #517 holding.
Tocqueville Asset Management first reported a position in Principal Financial Group in Q4 2013 and has held it in 7 quarters since.
951 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2026.

Based on Tocqueville Asset Management's 13F filing for Q2 2026, filed 10 Aug 2026.