Pine River Capital Management’s Principal Financial Group PFG Stock Holding History

Pine River Capital Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-29,379	Closed	-$1.16M	–	543
2016 Q1	$1.16M	Buy	+29,379	New	+$1.13M	0.02%	381
2014 Q4	–	Sell	-164,497	Closed	-$8.63M	–	906
2014 Q3	$8.63M	Buy	164,497 +23,787	+17%	+$1.24M	0.1%	186
2014 Q2	$7.1M	Sell	140,710 -525,995	-79%	-$24.8M	0.11%	174
2014 Q1	$30.7M	Buy	+666,705	New	+$30.5M	0.46%	42

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Pine River Capital Management's PFG Position: Q2 2016 in Review

Pine River Capital Management sold out of Principal Financial Group (PFG) in Q2 2016, closing a stake of 29,379 shares — an estimated $1.16M sold.

Pine River Capital Management first reported a position in PFG in Q1 2014 and held it in 4 quarters. The position peaked at $30.7M in Q1 2014. 465 funds tracked by Wall St. Rank hold PFG as of Q2 2016.

Pine River Capital Management reported no remaining Principal Financial Group position as of Q2 2016 after selling out during the quarter.
Pine River Capital Management sold 29,379 Principal Financial Group shares in Q2 2016, an estimated $1.16M.
Pine River Capital Management first reported a position in Principal Financial Group in Q1 2014 and held it in 4 quarters.
Pine River Capital Management's Principal Financial Group position peaked at $30.7M in Q1 2014.
465 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2016.

Based on Pine River Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.