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Principal Financial Group

596 hedge funds and large institutions have $10.7B invested in Principal Financial Group in 2018 Q2 according to their latest regulatory filings, with 57 funds opening new positions, 206 increasing their positions, 214 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

455% more call options, than puts

Call options by funds: $56.5M | Put options by funds: $10.2M

1.34% more ownership

Funds ownership: 69.37%70.71% (+1.3%)

4% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 214

2% less funds holding

Funds holding: 611596 (-15)

12% less capital invested

Capital invested by funds: $12.2B → $10.7B (-$1.52B)

14% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 66

44% less funds holding in top 10

Funds holding in top 10: 95 (-4)

Holders
596
Holders Change
-15
Holders Change %
-2.45%
% of All Funds
13.64%
Holding in Top 10
5
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-44.44%
% of All Funds
0.11%
New
57
Increased
206
Reduced
214
Closed
66
Calls
$56.5M
Puts
$10.2M
Net Calls
+$46.3M
Net Calls Change
-$3.96M
Name Holding Trade Value Shares
Change
Change in
Stake
OI
326
Oakbrook Investments
Illinois
$554K +$608K +10,470 New
CAM
327
Carret Asset Management
New York
$551K
NIT
328
NumerixS Investment Technologies
British Columbia, Canada
$551K +$506K +8,702 +512%
MNG
329
Manning & Napier Group
New York
$549K +$2.85K +49 +0.5%
AAM
330
American Asset Management
Florida
$524K +$5.81K +100 +1%
QIM
331
Quantitative Investment Management
Virginia
$524K +$575K +9,900 New
BOH
332
Bank of Hawaii
Hawaii
$520K +$12.8K +220 +2%
CSS
333
Cubist Systematic Strategies
Connecticut
$519K -$874K -15,050 -61%
Daiwa Securities Group
334
Daiwa Securities Group
Japan
$518K +$20.3K +350 +4%
Capital Fund Management (CFM)
335
Capital Fund Management (CFM)
France
$517K +$568K +9,767 New
Holocene Advisors
336
Holocene Advisors
New York
$509K -$116 -2 -0%
JIC
337
Johnson Investment Counsel
Ohio
$504K +$15K +259 +3%
CL
338
Choreo LLC
Illinois
$497K -$69.7K -1,200 -11%
SRAM
339
Stone Ridge Asset Management
New York
$484K -$128K -2,200 -19%
SC
340
SRB Corp
Massachusetts
$478K +$331K +5,698 +172%
GC
341
Gilbert & Cook
Iowa
$466K +$17.3K +297 +3%
TSS
342
Two Sigma Securities
New York
$449K +$493K +8,485 New
NIMI
343
Natixis Investment Managers International
France
$442K +$131K +2,253 +37%
Northwestern Mutual Wealth Management
344
Northwestern Mutual Wealth Management
Wisconsin
$440K +$6.16K +106 +1%
AIM
345
Arcadia Investment Management
Michigan
$439K -$296K -5,088 -38%
NB
346
Nicolet Bankshares
Wisconsin
$435K -$1.34K -23 -0.3%
IAM
347
Integre Asset Management
New York
$428K
VCM
348
Virtue Capital Management
Tennessee
$424K +$465K +8,001 New
MAM
349
Martingale Asset Management
Massachusetts
$422K -$23.4M -403,117 -98%
DTL
350
Dynamic Technology Lab
Singapore
$422K +$463K +7,969 New

PFG Hedge Fund Activity: Q2 2018 in Review

596 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2018, worth a combined $10.7B — down 12% from $12.2B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 57 opened new positions — a net loss of 9 holders — while 214 trimmed existing stakes and 206 added.

The largest buyer was JP Morgan Chase, adding an estimated $466M. The largest seller was Bank of New York Mellon, cutting an estimated $79M.

  • 596 institutional investors held Principal Financial Group (PFG) as of Q2 2018, down from 611 in Q1 2018.
  • Funds reported $10.7B of Principal Financial Group stock for Q2 2018, down 12% quarter-over-quarter.
  • 57 funds opened new Principal Financial Group positions in Q2 2018 and 66 closed out, a net change of -9 holders.
  • The largest Principal Financial Group buyer in Q2 2018 was JP Morgan Chase, an estimated $466M added.
  • The largest Principal Financial Group seller in Q2 2018 was Bank of New York Mellon, an estimated $79M sold.

Based on aggregated 13F filings for Q2 2018.