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ALPS Advisors’s Principal Financial Group PFG Stock Holding History

ALPS Advisors’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-4,124
Closed -$313K – 1098
2023
Q2 		$313K Buy
4,124
+30
+0.7% +$2.16K ﹤0.01% 842
2023
Q1 		$304K Buy
4,094
+17
+0.4% +$1.44K ﹤0.01% 863
2022
Q4 		$342K Sell
4,077
-315,152
-99% -$27M ﹤0.01% 764
2022
Q3 		$23M Sell
319,229
-57,477
-15% -$4.13M 0.22% 88
2022
Q2 		$25.2M Buy
376,706
+5,047
+1% +$355K 0.24% 70
2022
Q1 		$27.3M Buy
371,659
+48,789
+15% +$3.53M 0.3% 45
2021
Q4 		$23.4M Buy
+322,870
New +$22.5M 0.26% 79
2020
Q4 		– Sell
-445,913
Closed -$18M – 872
2020
Q3 		$18M Sell
445,913
-21,606
-5% -$921K 0.26% 80
2020
Q2 		$19.4M Sell
467,519
-157,483
-25% -$5.75M 0.26% 77
2020
Q1 		$19.6M Sell
625,002
-30,379
-5% -$1.44M 0.3% 79
2019
Q4 		$36M Buy
655,381
+39,941
+6% +$2.19M 0.28% 62
2019
Q3 		$35.2M Sell
615,440
-35,866
-6% -$2.02M 0.27% 58
2019
Q2 		$37.7M Sell
651,306
-121,319
-16% -$6.69M 0.28% 57
2019
Q1 		$38.8M Sell
772,625
-146,841
-16% -$7.28M 0.27% 69
2018
Q4 		$40.6M Buy
919,466
+67,513
+8% +$3.32M 0.32% 49
2018
Q3 		$49.9M Buy
851,953
+4,762
+0.6% +$265K 0.33% 53
2018
Q2 		$44.9M Buy
847,191
+828,692
+4,480% +$48.2M 0.29% 79
2018
Q1 		$1.13M Buy
+18,499
New +$1.22M 0.01% 292

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

ALPS Advisors's PFG Position: Q3 2023 in Review

ALPS Advisors sold out of Principal Financial Group (PFG) in Q3 2023, closing a stake of 4,124 shares — an estimated $313K sold.

ALPS Advisors first reported a position in PFG in Q1 2018 and held it in 18 quarters. The position peaked at $49.9M in Q3 2018. 722 funds tracked by Wall St. Rank hold PFG as of Q3 2023.

  • ALPS Advisors reported no remaining Principal Financial Group position as of Q3 2023 after selling out during the quarter.
  • ALPS Advisors sold 4,124 Principal Financial Group shares in Q3 2023, an estimated $313K.
  • ALPS Advisors first reported a position in Principal Financial Group in Q1 2018 and held it in 18 quarters.
  • ALPS Advisors's Principal Financial Group position peaked at $49.9M in Q3 2018.
  • 722 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2023.

Based on ALPS Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.