ALPS Advisors’s Principal Financial Group PFG Stock Holding History

ALPS Advisors’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-4,124	Closed	-$313K	–	1098
2023 Q2	$313K	Buy	4,124 +30	+0.7%	+$2.16K	﹤0.01%	842
2023 Q1	$304K	Buy	4,094 +17	+0.4%	+$1.44K	﹤0.01%	863
2022 Q4	$342K	Sell	4,077 -315,152	-99%	-$27M	﹤0.01%	764
2022 Q3	$23M	Sell	319,229 -57,477	-15%	-$4.13M	0.22%	88
2022 Q2	$25.2M	Buy	376,706 +5,047	+1%	+$355K	0.24%	70
2022 Q1	$27.3M	Buy	371,659 +48,789	+15%	+$3.53M	0.3%	45
2021 Q4	$23.4M	Buy	+322,870	New	+$22.5M	0.26%	79
2020 Q4	–	Sell	-445,913	Closed	-$18M	–	872
2020 Q3	$18M	Sell	445,913 -21,606	-5%	-$921K	0.26%	80
2020 Q2	$19.4M	Sell	467,519 -157,483	-25%	-$5.75M	0.26%	77
2020 Q1	$19.6M	Sell	625,002 -30,379	-5%	-$1.44M	0.3%	79
2019 Q4	$36M	Buy	655,381 +39,941	+6%	+$2.19M	0.28%	62
2019 Q3	$35.2M	Sell	615,440 -35,866	-6%	-$2.02M	0.27%	58
2019 Q2	$37.7M	Sell	651,306 -121,319	-16%	-$6.69M	0.28%	57
2019 Q1	$38.8M	Sell	772,625 -146,841	-16%	-$7.28M	0.27%	69
2018 Q4	$40.6M	Buy	919,466 +67,513	+8%	+$3.32M	0.32%	49
2018 Q3	$49.9M	Buy	851,953 +4,762	+0.6%	+$265K	0.33%	53
2018 Q2	$44.9M	Buy	847,191 +828,692	+4,480%	+$48.2M	0.29%	79
2018 Q1	$1.13M	Buy	+18,499	New	+$1.22M	0.01%	292

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return