Martingale Asset Management’s Principal Financial Group PFG Stock Holding History

Martingale Asset Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,955	Closed	-$422K	–	993
2018 Q2	$422K	Sell	7,955 -403,117	-98%	-$23.4M	0.01%	882
2018 Q1	$25M	Sell	411,072 -149,615	-27%	-$9.84M	0.32%	105
2017 Q4	$39.6M	Buy	560,687 +490,776	+702%	+$33.8M	0.52%	46
2017 Q3	$4.5M	Buy	69,911 +61,747	+756%	+$3.97M	0.06%	342
2017 Q2	$524K	Buy	+8,164	New	+$518K	0.01%	819
2017 Q1	–	Sell	-21,503	Closed	-$1.25M	–	972
2016 Q4	$1.25M	Sell	21,503 -133,425	-86%	-$7.48M	0.02%	668
2016 Q3	$7.98M	Sell	154,928 -34,999	-18%	-$1.64M	0.12%	204
2016 Q2	$7.81M	Buy	189,927 +134,301	+241%	+$5.67M	0.13%	208
2016 Q1	$2.19M	Buy	+55,626	New	+$2.14M	0.04%	316
2015 Q4	–	Sell	-27,227	Closed	-$1.29M	–	862
2015 Q3	$1.29M	Buy	+27,227	New	+$1.41M	0.03%	392
2015 Q1	–	Sell	-58,773	Closed	-$3.05M	–	894
2014 Q4	$3.05M	Buy	58,773 +165	+0.3%	+$8.55K	0.08%	250
2014 Q3	$3.08M	Buy	+58,608	New	+$3.07M	0.1%	240
2013 Q3	–	Sell	-35,506	Closed	-$1.33M	–	1033
2013 Q2	$1.33M	Buy	+35,506	New	+$1.3M	0.05%	382

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Martingale Asset Management's PFG Position: Q3 2018 in Review

Martingale Asset Management sold out of Principal Financial Group (PFG) in Q3 2018, closing a stake of 7,955 shares — an estimated $422K sold.

Martingale Asset Management first reported a position in PFG in Q2 2013 and held it in 13 quarters. The position peaked at $39.6M in Q4 2017. 588 funds tracked by Wall St. Rank hold PFG as of Q3 2018.

Martingale Asset Management reported no remaining Principal Financial Group position as of Q3 2018 after selling out during the quarter.
Martingale Asset Management sold 7,955 Principal Financial Group shares in Q3 2018, an estimated $422K.
Martingale Asset Management first reported a position in Principal Financial Group in Q2 2013 and held it in 13 quarters.
Martingale Asset Management's Principal Financial Group position peaked at $39.6M in Q4 2017.
588 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2018.

Based on Martingale Asset Management's 13F filing for Q3 2018, filed 9 Nov 2018.