Stone Ridge Asset Management’s Principal Financial Group PFG Stock Holding History

Stone Ridge Asset Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-21,591	Closed	-$897K	–	351
2020 Q2	$897K	Buy	21,591 +13,610	+171%	+$497K	0.14%	133
2020 Q1	$250K	Sell	7,981 -10,400	-57%	-$492K	0.03%	574
2019 Q4	$1.01M	Hold	18,381	–	–	0.06%	393
2019 Q3	$1.05M	Sell	18,381 -11,800	-39%	-$664K	0.06%	387
2019 Q2	$1.75M	Sell	30,181 -600	-2%	-$33.1K	0.1%	236
2019 Q1	$1.54M	Buy	30,781 +10,997	+56%	+$545K	0.09%	280
2018 Q4	$874K	Buy	19,784 +9,860	+99%	+$485K	0.05%	480
2018 Q3	$581K	Buy	9,924 +786	+9%	+$43.8K	0.03%	775
2018 Q2	$484K	Sell	9,138 -2,200	-19%	-$128K	0.03%	808
2018 Q1	$691K	Sell	11,338 -3,200	-22%	-$211K	0.04%	590
2017 Q4	$1.03M	Buy	+14,538	New	+$1M	0.06%	375

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

MPI

Mairs & Power Inc St Paul, Minnesota $9.79B AUM 20.6% 1-Year Est. Return

Stone Ridge Asset Management's PFG Position: Q3 2020 in Review

Stone Ridge Asset Management sold out of Principal Financial Group (PFG) in Q3 2020, closing a stake of 21,591 shares — an estimated $897K sold.

Stone Ridge Asset Management first reported a position in PFG in Q4 2017 and held it in 11 quarters. The position peaked at $1.75M in Q2 2019. 568 funds tracked by Wall St. Rank hold PFG as of Q3 2020.

Stone Ridge Asset Management reported no remaining Principal Financial Group position as of Q3 2020 after selling out during the quarter.
Stone Ridge Asset Management sold 21,591 Principal Financial Group shares in Q3 2020, an estimated $897K.
Stone Ridge Asset Management first reported a position in Principal Financial Group in Q4 2017 and held it in 11 quarters.
Stone Ridge Asset Management's Principal Financial Group position peaked at $1.75M in Q2 2019.
568 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2020.

Based on Stone Ridge Asset Management's 13F filing for Q3 2020.